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1 Read the Fscking Papers!
4 This document describes RCU-related publications, and is followed by
5 the corresponding bibtex entries.  A number of the publications may
6 be found at http://www.rdrop.com/users/paulmck/RCU/.  For others, browsers
7 and search engines will usually find what you are looking for.
9 The first thing resembling RCU was published in 1980, when Kung and Lehman
10 [Kung80] recommended use of a garbage collector to defer destruction
11 of nodes in a parallel binary search tree in order to simplify its
12 implementation.  This works well in environments that have garbage
13 collectors, but most production garbage collectors incur significant
14 overhead.
16 In 1982, Manber and Ladner [Manber82,Manber84] recommended deferring
17 destruction until all threads running at that time have terminated, again
18 for a parallel binary search tree.  This approach works well in systems
19 with short-lived threads, such as the K42 research operating system.
20 However, Linux has long-lived tasks, so more is needed.
22 In 1986, Hennessy, Osisek, and Seigh [Hennessy89] introduced passive
23 serialization, which is an RCU-like mechanism that relies on the presence
24 of "quiescent states" in the VM/XA hypervisor that are guaranteed not
25 to be referencing the data structure.  However, this mechanism was not
26 optimized for modern computer systems, which is not surprising given
27 that these overheads were not so expensive in the mid-80s.  Nonetheless,
28 passive serialization appears to be the first deferred-destruction
29 mechanism to be used in production.  Furthermore, the relevant patent
30 has lapsed, so this approach may be used in non-GPL software, if desired.
31 (In contrast, implementation of RCU is permitted only in software licensed
32 under either GPL or LGPL.  Sorry!!!)
34 In 1990, Pugh [Pugh90] noted that explicitly tracking which threads
35 were reading a given data structure permitted deferred free to operate
36 in the presence of non-terminating threads.  However, this explicit
37 tracking imposes significant read-side overhead, which is undesirable
38 in read-mostly situations.  This algorithm does take pains to avoid
39 write-side contention and parallelize the other write-side overheads by
40 providing a fine-grained locking design, however, it would be interesting
41 to see how much of the performance advantage reported in 1990 remains
42 in 2004.
44 At about this same time, Adams [Adams91] described ``chaotic relaxation'',
45 where the normal barriers between successive iterations of convergent
46 numerical algorithms are relaxed, so that iteration $n$ might use
47 data from iteration $n-1$ or even $n-2$.  This introduces error,
48 which typically slows convergence and thus increases the number of
49 iterations required.  However, this increase is sometimes more than made
50 up for by a reduction in the number of expensive barrier operations,
51 which are otherwise required to synchronize the threads at the end
52 of each iteration.  Unfortunately, chaotic relaxation requires highly
53 structured data, such as the matrices used in scientific programs, and
54 is thus inapplicable to most data structures in operating-system kernels.
56 In 1992, Henry (now Alexia) Massalin completed a dissertation advising
57 parallel programmers to defer processing when feasible to simplify
58 synchronization.  RCU makes extremely heavy use of this advice.
60 In 1993, Jacobson [Jacobson93] verbally described what is perhaps the
61 simplest deferred-free technique: simply waiting a fixed amount of time
62 before freeing blocks awaiting deferred free.  Jacobson did not describe
63 any write-side changes he might have made in this work using SGI's Irix
64 kernel.  Aju John published a similar technique in 1995 [AjuJohn95].
65 This works well if there is a well-defined upper bound on the length of
66 time that reading threads can hold references, as there might well be in
67 hard real-time systems.  However, if this time is exceeded, perhaps due
68 to preemption, excessive interrupts, or larger-than-anticipated load,
69 memory corruption can ensue, with no reasonable means of diagnosis.
70 Jacobson's technique is therefore inappropriate for use in production
71 operating-system kernels, except when such kernels can provide hard
72 real-time response guarantees for all operations.
74 Also in 1995, Pu et al. [Pu95a] applied a technique similar to that of Pugh's
75 read-side-tracking to permit replugging of algorithms within a commercial
76 Unix operating system.  However, this replugging permitted only a single
77 reader at a time.  The following year, this same group of researchers
78 extended their technique to allow for multiple readers [Cowan96a].
79 Their approach requires memory barriers (and thus pipeline stalls),
80 but reduces memory latency, contention, and locking overheads.
82 1995 also saw the first publication of DYNIX/ptx's RCU mechanism
83 [Slingwine95], which was optimized for modern CPU architectures,
84 and was successfully applied to a number of situations within the
85 DYNIX/ptx kernel.  The corresponding conference paper appeared in 1998
86 [McKenney98].
88 In 1999, the Tornado and K42 groups described their "generations"
89 mechanism, which quite similar to RCU [Gamsa99].  These operating systems
90 made pervasive use of RCU in place of "existence locks", which greatly
91 simplifies locking hierarchies.
93 2001 saw the first RCU presentation involving Linux [McKenney01a]
94 at OLS.  The resulting abundance of RCU patches was presented the
95 following year [McKenney02a], and use of RCU in dcache was first
96 described that same year [Linder02a].
98 Also in 2002, Michael [Michael02b,Michael02a] presented "hazard-pointer"
99 techniques that defer the destruction of data structures to simplify
100 non-blocking synchronization (wait-free synchronization, lock-free
101 synchronization, and obstruction-free synchronization are all examples of
102 non-blocking synchronization).  In particular, this technique eliminates
103 locking, reduces contention, reduces memory latency for readers, and
104 parallelizes pipeline stalls and memory latency for writers.  However,
105 these techniques still impose significant read-side overhead in the
106 form of memory barriers.  Researchers at Sun worked along similar lines
107 in the same timeframe [HerlihyLM02].  These techniques can be thought
108 of as inside-out reference counts, where the count is represented by the
109 number of hazard pointers referencing a given data structure (rather than
110 the more conventional counter field within the data structure itself).
112 By the same token, RCU can be thought of as a "bulk reference count",
113 where some form of reference counter covers all reference by a given CPU
114 or thread during a set timeframe.  This timeframe is related to, but
115 not necessarily exactly the same as, an RCU grace period.  In classic
116 RCU, the reference counter is the per-CPU bit in the "bitmask" field,
117 and each such bit covers all references that might have been made by
118 the corresponding CPU during the prior grace period.  Of course, RCU
119 can be thought of in other terms as well.
121 In 2003, the K42 group described how RCU could be used to create
122 hot-pluggable implementations of operating-system functions [Appavoo03a].
123 Later that year saw a paper describing an RCU implementation of System
124 V IPC [Arcangeli03], and an introduction to RCU in Linux Journal
125 [McKenney03a].
127 2004 has seen a Linux-Journal article on use of RCU in dcache
128 [McKenney04a], a performance comparison of locking to RCU on several
129 different CPUs [McKenney04b], a dissertation describing use of RCU in a
130 number of operating-system kernels [PaulEdwardMcKenneyPhD], a paper
131 describing how to make RCU safe for soft-realtime applications [Sarma04c],
132 and a paper describing SELinux performance with RCU [JamesMorris04b].
134 2005 brought further adaptation of RCU to realtime use, permitting
135 preemption of RCU realtime critical sections [PaulMcKenney05a,
136 PaulMcKenney05b].
138 2006 saw the first best-paper award for an RCU paper [ThomasEHart2006a],
139 as well as further work on efficient implementations of preemptible
140 RCU [PaulEMcKenney2006b], but priority-boosting of RCU read-side critical
141 sections proved elusive.  An RCU implementation permitting general
142 blocking in read-side critical sections appeared [PaulEMcKenney2006c],
143 Robert Olsson described an RCU-protected trie-hash combination
144 [RobertOlsson2006a].
146 2007 saw the journal version of the award-winning RCU paper from 2006
147 [ThomasEHart2007a], as well as a paper demonstrating use of Promela
148 and Spin to mechanically verify an optimization to Oleg Nesterov's
149 QRCU [PaulEMcKenney2007QRCUspin], a design document describing
150 preemptible RCU [PaulEMcKenney2007PreemptibleRCU], and the three-part
151 LWN "What is RCU?" series [PaulEMcKenney2007WhatIsRCUFundamentally,
152 PaulEMcKenney2008WhatIsRCUUsage, and PaulEMcKenney2008WhatIsRCUAPI].
154 2008 saw a journal paper on real-time RCU [DinakarGuniguntala2008IBMSysJ],
155 a history of how Linux changed RCU more than RCU changed Linux
156 [PaulEMcKenney2008RCUOSR], and a design overview of hierarchical RCU
157 [PaulEMcKenney2008HierarchicalRCU].
159 2009 introduced user-level RCU algorithms [PaulEMcKenney2009MaliciousURCU],
160 which Mathieu Desnoyers is now maintaining [MathieuDesnoyers2009URCU]
161 [MathieuDesnoyersPhD].  TINY_RCU [PaulEMcKenney2009BloatWatchRCU] made
162 its appearance, as did expedited RCU [PaulEMcKenney2009expeditedRCU].
163 The problem of resizeable RCU-protected hash tables may now be on a path
164 to a solution [JoshTriplett2009RPHash].  A few academic researchers are now
165 using RCU to solve their parallel problems [HariKannan2009DynamicAnalysisRCU].
167 2010 produced a simpler preemptible-RCU implementation
168 based on TREE_RCU [PaulEMcKenney2010SimpleOptRCU], lockdep-RCU
169 [PaulEMcKenney2010LockdepRCU], another resizeable RCU-protected hash
170 table [HerbertXu2010RCUResizeHash] (this one consuming more memory,
171 but allowing arbitrary changes in hash function, as required for DoS
172 avoidance in the networking code), realization of the 2009 RCU-protected
173 hash table with atomic node move [JoshTriplett2010RPHash], an update on
174 the RCU API [PaulEMcKenney2010RCUAPI].
176 2011 marked the inclusion of Nick Piggin's fully lockless dentry search
177 [LinusTorvalds2011Linux2:6:38:rc1:NPigginVFS], an RCU-protected red-black
178 tree using software transactional memory to protect concurrent updates
179 (strange, but true!) [PhilHoward2011RCUTMRBTree], yet another variant of
180 RCU-protected resizeable hash tables [Triplett:2011:RPHash], the 3.0 RCU
181 trainwreck [PaulEMcKenney2011RCU3.0trainwreck], and Neil Brown's "Meet the
182 Lockers" LWN article [NeilBrown2011MeetTheLockers].
185 Bibtex Entries
187 @article{Kung80
188 ,author="H. T. Kung and Q. Lehman"
189 ,title="Concurrent Manipulation of Binary Search Trees"
190 ,Year="1980"
191 ,Month="September"
192 ,journal="ACM Transactions on Database Systems"
193 ,volume="5"
194 ,number="3"
195 ,pages="354-382"
196 ,note="Available:
197 \url{http://portal.acm.org/citation.cfm?id=320619&dl=GUIDE,}
198 [Viewed December 3, 2007]"
199 ,annotation={
200         Use garbage collector to clean up data after everyone is done with it.
201         .
202         Oldest use of something vaguely resembling RCU that I have found.
206 @techreport{Manber82
207 ,author="Udi Manber and Richard E. Ladner"
208 ,title="Concurrency Control in a Dynamic Search Structure"
209 ,institution="Department of Computer Science, University of Washington"
210 ,address="Seattle, Washington"
211 ,year="1982"
212 ,number="82-01-01"
213 ,month="January"
214 ,pages="28"
215 ,annotation={
216         .
217         Superseded by Manber84.
218         .
219         Describes concurrent AVL tree implementation.  Uses a
220         garbage-collection mechanism to handle concurrent use and deletion
221         of nodes in the tree, but lacks the summary-of-execution-history
222         concept of read-copy locking.
223         .
224         Keeps full list of processes that were active when a given
225         node was to be deleted, and waits until all such processes have
226         -terminated- before allowing this node to be reused.  This is
227         not described in great detail -- one could imagine using process
228         IDs for this if the ID space was large enough that overlapping
229         never occurred.
230         .
231         This restriction makes this algorithm unsuitable for use in
232         systems comprised of long-lived processes.  It also produces
233         completely unacceptable overhead in systems with large numbers
234         of processes.  Finally, it is specific to AVL trees.
235         .
236         Cites Kung80, so not an independent invention, but the first
237         RCU-like usage that does not rely on an automatic garbage
238         collector.
242 @article{Manber84
243 ,author="Udi Manber and Richard E. Ladner"
244 ,title="Concurrency Control in a Dynamic Search Structure"
245 ,Year="1984"
246 ,Month="September"
247 ,journal="ACM Transactions on Database Systems"
248 ,volume="9"
249 ,number="3"
250 ,pages="439-455"
251 ,annotation={
252         Describes concurrent AVL tree implementation.  Uses a
253         garbage-collection mechanism to handle concurrent use and deletion
254         of nodes in the tree, but lacks the summary-of-execution-history
255         concept of read-copy locking.
256         .
257         Keeps full list of processes that were active when a given
258         node was to be deleted, and waits until all such processes have
259         -terminated- before allowing this node to be reused.  This is
260         not described in great detail -- one could imagine using process
261         IDs for this if the ID space was large enough that overlapping
262         never occurred.
263         .
264         This restriction makes this algorithm unsuitable for use in
265         systems comprised of long-lived processes.  It also produces
266         completely unacceptable overhead in systems with large numbers
267         of processes.  Finally, it is specific to AVL trees.
271 @Conference{RichardRashid87a
272 ,Author="Richard Rashid and Avadis Tevanian and Michael Young and
273 David Golub and Robert Baron and David Black and William Bolosky and
274 Jonathan Chew"
275 ,Title="Machine-Independent Virtual Memory Management for Paged
276 Uniprocessor and Multiprocessor Architectures"
277 ,Booktitle="{2\textsuperscript{nd} Symposium on Architectural Support
278 for Programming Languages and Operating Systems}"
279 ,Publisher="Association for Computing Machinery"
280 ,Month="October"
281 ,Year="1987"
282 ,pages="31-39"
283 ,Address="Palo Alto, CA"
284 ,note="Available:
285 \url{http://www.cse.ucsc.edu/~randal/221/rashid-machvm.pdf}
286 [Viewed February 17, 2005]"
287 ,annotation={
288         Describes lazy TLB flush, where one waits for each CPU to pass
289         through a scheduling-clock interrupt before reusing a given range
290         of virtual address.  Does not describe how one determines that
291         all CPUs have in fact taken such an interrupt, though there are
292         no shortage of straightforward methods for accomplishing this.
293         .
294         Note that it does not make sense to just wait a fixed amount of
295         time, since a given CPU might have interrupts disabled for an
296         extended amount of time.
300 @article{BarbaraLiskov1988ArgusCACM
301 ,author = {Barbara Liskov}
302 ,title = {Distributed programming in {Argus}}
303 ,journal = {Commun. ACM}
304 ,volume = {31}
305 ,number = {3}
306 ,year = {1988}
307 ,issn = {0001-0782}
308 ,pages = {300--312}
309 ,doi = {http://doi.acm.org/10.1145/42392.42399}
310 ,publisher = {ACM}
311 ,address = {New York, NY, USA}
312 ,annotation= {
313         At the top of page 307: "Conflicts with deposits and withdrawals
314         are necessary if the reported total is to be up to date.  They
315         could be avoided by having total return a sum that is slightly
316         out of date."  Relies on semantics -- approximate numerical
317         values sometimes OK.
321 @techreport{Hennessy89
322 ,author="James P. Hennessy and Damian L. Osisek and Joseph W. {Seigh II}"
323 ,title="Passive Serialization in a Multitasking Environment"
324 ,institution="US Patent and Trademark Office"
325 ,address="Washington, DC"
326 ,year="1989"
327 ,number="US Patent 4,809,168 (lapsed)"
328 ,month="February"
329 ,pages="11"
332 @techreport{Pugh90
333 ,author="William Pugh"
334 ,title="Concurrent Maintenance of Skip Lists"
335 ,institution="Institute of Advanced Computer Science Studies, Department of Computer Science, University of Maryland"
336 ,address="College Park, Maryland"
337 ,year="1990"
338 ,number="CS-TR-2222.1"
339 ,month="June"
340 ,annotation={
341         Concurrent access to skip lists.  Has both weak and strong search.
342         Uses concept of ``garbage queue'', but has no real way of cleaning
343         the garbage efficiently.
344         .
345         Appears to be an independent invention of an RCU-like mechanism.
349 @Book{Adams91
350 ,Author="Gregory R. Adams"
351 ,title="Concurrent Programming, Principles, and Practices"
352 ,Publisher="Benjamin Cummins"
353 ,Year="1991"
354 ,annotation={
355         Has a few paragraphs describing ``chaotic relaxation'', a
356         numerical analysis technique that allows multiprocessors to
357         avoid synchronization overhead by using possibly-stale data.
358         .
359         Seems like this is descended from yet another independent
360         invention of RCU-like function -- but this is restricted
361         in that reclamation is not necessary.
365 @unpublished{Jacobson93
366 ,author="Van Jacobson"
367 ,title="Avoid Read-Side Locking Via Delayed Free"
368 ,year="1993"
369 ,month="September"
370 ,note="private communication"
371 ,annotation={
372         Use fixed time delay to approximate grace period.  Very simple,
373         but subject to random memory corruption under heavy load.
374         .
375         Independent invention of RCU-like mechanism.
379 @Conference{AjuJohn95
380 ,Author="Aju John"
381 ,Title="Dynamic vnodes -- Design and Implementation"
382 ,Booktitle="{USENIX Winter 1995}"
383 ,Publisher="USENIX Association"
384 ,Month="January"
385 ,Year="1995"
386 ,pages="11-23"
387 ,Address="New Orleans, LA"
388 ,note="Available:
389 \url{https://www.usenix.org/publications/library/proceedings/neworl/full_papers/john.a}
390 [Viewed October 1, 2010]"
391 ,annotation={
392         Age vnodes out of the cache, and have a fixed time set by a kernel
393         parameter.  Not clear that all races were in fact correctly handled.
394         Used a 20-minute time by default, which would most definitely not
395         be suitable during DoS attacks or virus scans.
396         .
397         Apparently independent invention of RCU-like mechanism.
401 @conference{Pu95a,
402 Author = "Calton Pu and Tito Autrey and Andrew Black and Charles Consel and
403 Crispin Cowan and Jon Inouye and Lakshmi Kethana and Jonathan Walpole and
404 Ke Zhang",
405 Title = "Optimistic Incremental Specialization: Streamlining a Commercial
406 Operating System",
407 Booktitle = "15\textsuperscript{th} ACM Symposium on
408 Operating Systems Principles (SOSP'95)",
409 address = "Copper Mountain, CO",
410 month="December",
411 year="1995",
412 pages="314-321",
413 annotation="
414         Uses a replugger, but with a flag to signal when people are
415         using the resource at hand.  Only one reader at a time.
419 @conference{Cowan96a,
420 Author = "Crispin Cowan and Tito Autrey and Charles Krasic and
421 Calton Pu and Jonathan Walpole",
422 Title = "Fast Concurrent Dynamic Linking for an Adaptive Operating System",
423 Booktitle = "International Conference on Configurable Distributed Systems
424 (ICCDS'96)",
425 address = "Annapolis, MD",
426 month="May",
427 year="1996",
428 pages="108",
429 isbn="0-8186-7395-8",
430 annotation="
431         Uses a replugger, but with a counter to signal when people are
432         using the resource at hand.  Allows multiple readers.
436 @techreport{Slingwine95
437 ,author="John D. Slingwine and Paul E. McKenney"
438 ,title="Apparatus and Method for Achieving Reduced Overhead Mutual
439 Exclusion and Maintaining Coherency in a Multiprocessor System
440 Utilizing Execution History and Thread Monitoring"
441 ,institution="US Patent and Trademark Office"
442 ,address="Washington, DC"
443 ,year="1995"
444 ,number="US Patent 5,442,758"
445 ,month="August"
446 ,annotation={
447         Describes the parallel RCU infrastructure.  Includes NUMA aspect
448         (structure of bitmap can reflect bus structure of computer system).
449         .
450         Another independent invention of an RCU-like mechanism, but the
451         "real" RCU this time!
455 @techreport{Slingwine97
456 ,author="John D. Slingwine and Paul E. McKenney"
457 ,title="Method for Maintaining Data Coherency Using Thread Activity
458 Summaries in a Multicomputer System"
459 ,institution="US Patent and Trademark Office"
460 ,address="Washington, DC"
461 ,year="1997"
462 ,number="US Patent 5,608,893"
463 ,month="March"
464 ,pages="19"
465 ,annotation={
466         Describes use of RCU to synchronize data between a pair of
467         SMP/NUMA computer systems.
471 @techreport{Slingwine98
472 ,author="John D. Slingwine and Paul E. McKenney"
473 ,title="Apparatus and Method for Achieving Reduced Overhead Mutual
474 Exclusion and Maintaining Coherency in a Multiprocessor System
475 Utilizing Execution History and Thread Monitoring"
476 ,institution="US Patent and Trademark Office"
477 ,address="Washington, DC"
478 ,year="1998"
479 ,number="US Patent 5,727,209"
480 ,month="March"
481 ,annotation={
482         Describes doing an atomic update by copying the data item and
483         then substituting it into the data structure.
487 @Conference{McKenney98
488 ,Author="Paul E. McKenney and John D. Slingwine"
489 ,Title="Read-Copy Update: Using Execution History to Solve Concurrency
490 Problems"
491 ,Booktitle="{Parallel and Distributed Computing and Systems}"
492 ,Month="October"
493 ,Year="1998"
494 ,pages="509-518"
495 ,Address="Las Vegas, NV"
496 ,note="Available:
497 \url{http://www.rdrop.com/users/paulmck/RCU/rclockpdcsproof.pdf}
498 [Viewed December 3, 2007]"
499 ,annotation={
500         Describes and analyzes RCU mechanism in DYNIX/ptx.  Describes
501         application to linked list update and log-buffer flushing.
502         Defines 'quiescent state'.  Includes both measured and analytic
503         evaluation.
507 @Conference{Gamsa99
508 ,Author="Ben Gamsa and Orran Krieger and Jonathan Appavoo and Michael Stumm"
509 ,Title="Tornado: Maximizing Locality and Concurrency in a Shared Memory
510 Multiprocessor Operating System"
511 ,Booktitle="{Proceedings of the 3\textsuperscript{rd} Symposium on
512 Operating System Design and Implementation}"
513 ,Month="February"
514 ,Year="1999"
515 ,pages="87-100"
516 ,Address="New Orleans, LA"
517 ,note="Available:
518 \url{http://www.usenix.org/events/osdi99/full_papers/gamsa/gamsa.pdf}
519 [Viewed August 30, 2006]"
520 ,annotation={
521         Use of RCU-like facility in K42/Tornado.  Another independent
522         invention of RCU.
523         See especially pages 7-9 (Section 5).
527 @unpublished{RustyRussell2000a
528 ,Author="Rusty Russell"
529 ,Title="Re: modular net drivers"
530 ,month="June"
531 ,year="2000"
532 ,day="23"
533 ,note="Available:
534 \url{http://oss.sgi.com/projects/netdev/archive/2000-06/msg00250.html}
535 [Viewed April 10, 2006]"
536 ,annotation={
537         Proto-RCU proposal from Phil Rumpf and Rusty Russell.
538         Yet another independent invention of RCU.
539         Outline of algorithm to unload modules...
540         .
541         Appeared on net-dev mailing list.
545 @unpublished{RustyRussell2000b
546 ,Author="Rusty Russell"
547 ,Title="Re: modular net drivers"
548 ,month="June"
549 ,year="2000"
550 ,day="24"
551 ,note="Available:
552 \url{http://oss.sgi.com/projects/netdev/archive/2000-06/msg00254.html}
553 [Viewed April 10, 2006]"
554 ,annotation={
555         Proto-RCU proposal from Phil Rumpf and Rusty Russell.
556         .
557         Appeared on net-dev mailing list.
561 @unpublished{McKenney01b
562 ,Author="Paul E. McKenney and Dipankar Sarma"
563 ,Title="Read-Copy Update Mutual Exclusion in {Linux}"
564 ,month="February"
565 ,year="2001"
566 ,note="Available:
567 \url{http://lse.sourceforge.net/locking/rcu/rcupdate_doc.html}
568 [Viewed October 18, 2004]"
569 ,annotation={
570         Prototypical Linux documentation for RCU.
574 @techreport{Slingwine01
575 ,author="John D. Slingwine and Paul E. McKenney"
576 ,title="Apparatus and Method for Achieving Reduced Overhead Mutual
577 Exclusion and Maintaining Coherency in a Multiprocessor System
578 Utilizing Execution History and Thread Monitoring"
579 ,institution="US Patent and Trademark Office"
580 ,address="Washington, DC"
581 ,year="2001"
582 ,number="US Patent 6,219,690"
583 ,month="April"
584 ,annotation={
585         'Change in mode' aspect of RCU.  Can be thought of as a lazy barrier.
589 @Conference{McKenney01a
590 ,Author="Paul E. McKenney and Jonathan Appavoo and Andi Kleen and
591 Orran Krieger and Rusty Russell and Dipankar Sarma and Maneesh Soni"
592 ,Title="Read-Copy Update"
593 ,Booktitle="{Ottawa Linux Symposium}"
594 ,Month="July"
595 ,Year="2001"
596 ,note="Available:
597 \url{http://www.linuxsymposium.org/2001/abstracts/readcopy.php}
598 \url{http://www.rdrop.com/users/paulmck/RCU/rclock_OLS.2001.05.01c.pdf}
599 [Viewed June 23, 2004]"
600 ,annotation={
601         Described RCU, and presented some patches implementing and using
602         it in the Linux kernel.
606 @unpublished{McKenney01f
607 ,Author="Paul E. McKenney"
608 ,Title="{RFC:} patch to allow lock-free traversal of lists with insertion"
609 ,month="October"
610 ,year="2001"
611 ,note="Available:
612 \url{http://marc.theaimsgroup.com/?l=linux-kernel&m=100259266316456&w=2}
613 [Viewed June 23, 2004]"
614 ,annotation="
615         Memory-barrier and Alpha thread.  100 messages, not too bad...
619 @unpublished{Spraul01
620 ,Author="Manfred Spraul"
621 ,Title="Re: {RFC:} patch to allow lock-free traversal of lists with insertion"
622 ,month="October"
623 ,year="2001"
624 ,note="Available:
625 \url{http://marc.theaimsgroup.com/?l=linux-kernel&m=100264675012867&w=2}
626 [Viewed June 23, 2004]"
627 ,annotation="
628         Suggested burying memory barriers in Linux's list-manipulation
629         primitives.
633 @unpublished{LinusTorvalds2001a
634 ,Author="Linus Torvalds"
635 ,Title="{Re:} {[Lse-tech]} {Re:} {RFC:} patch to allow lock-free traversal of lists with insertion"
636 ,month="October"
637 ,year="2001"
638 ,note="Available:
639 \url{http://lkml.org/lkml/2001/10/13/105}
640 [Viewed August 21, 2004]"
643 @unpublished{Blanchard02a
644 ,Author="Anton Blanchard"
645 ,Title="some RCU dcache and ratcache results"
646 ,month="March"
647 ,year="2002"
648 ,note="Available:
649 \url{http://marc.theaimsgroup.com/?l=linux-kernel&m=101637107412972&w=2}
650 [Viewed October 18, 2004]"
653 @Conference{Linder02a
654 ,Author="Hanna Linder and Dipankar Sarma and Maneesh Soni"
655 ,Title="Scalability of the Directory Entry Cache"
656 ,Booktitle="{Ottawa Linux Symposium}"
657 ,Month="June"
658 ,Year="2002"
659 ,pages="289-300"
660 ,annotation="
661         Measured scalability of Linux 2.4 kernel's directory-entry cache
662         (dcache), and measured some scalability enhancements.
666 @Conference{McKenney02a
667 ,Author="Paul E. McKenney and Dipankar Sarma and
668 Andrea Arcangeli and Andi Kleen and Orran Krieger and Rusty Russell"
669 ,Title="Read-Copy Update"
670 ,Booktitle="{Ottawa Linux Symposium}"
671 ,Month="June"
672 ,Year="2002"
673 ,pages="338-367"
674 ,note="Available:
675 \url{http://www.linux.org.uk/~ajh/ols2002_proceedings.pdf.gz}
676 [Viewed June 23, 2004]"
677 ,annotation="
678         Presented and compared a number of RCU implementations for the
679         Linux kernel.
683 @unpublished{Sarma02a
684 ,Author="Dipankar Sarma"
685 ,Title="specweb99: dcache scalability results"
686 ,month="July"
687 ,year="2002"
688 ,note="Available:
689 \url{http://marc.theaimsgroup.com/?l=linux-kernel&m=102645767914212&w=2}
690 [Viewed June 23, 2004]"
691 ,annotation="
692         Compare fastwalk and RCU for dcache.  RCU won.
696 @unpublished{Barbieri02
697 ,Author="Luca Barbieri"
698 ,Title="Re: {[PATCH]} Initial support for struct {vfs\_cred}"
699 ,month="August"
700 ,year="2002"
701 ,note="Available:
702 \url{http://marc.theaimsgroup.com/?l=linux-kernel&m=103082050621241&w=2}
703 [Viewed: June 23, 2004]"
704 ,annotation="
705         Suggested RCU for vfs\_shared\_cred.
709 @unpublished{Dickins02a
710 ,author="Hugh Dickins"
711 ,title="Use RCU for System-V IPC"
712 ,year="2002"
713 ,month="October"
714 ,note="private communication"
717 @unpublished{Sarma02b
718 ,Author="Dipankar Sarma"
719 ,Title="Some dcache\_rcu benchmark numbers"
720 ,month="October"
721 ,year="2002"
722 ,note="Available:
723 \url{http://marc.theaimsgroup.com/?l=linux-kernel&m=103462075416638&w=2}
724 [Viewed June 23, 2004]"
725 ,annotation="
726         Performance of dcache RCU on kernbench for 16x NUMA-Q and 1x,
727         2x, and 4x systems.  RCU does no harm, and helps on 16x.
731 @unpublished{LinusTorvalds2003a
732 ,Author="Linus Torvalds"
733 ,Title="Re: {[PATCH]} small fixes in brlock.h"
734 ,month="March"
735 ,year="2003"
736 ,note="Available:
737 \url{http://lkml.org/lkml/2003/3/9/205}
738 [Viewed March 13, 2006]"
739 ,annotation="
740         Linus suggests replacing brlock with RCU and/or seqlocks:
741         .
742         'It's entirely possible that the current user could be replaced
743         by RCU and/or seqlocks, and we could get rid of brlocks entirely.'
744         .
745         Steve Hemminger responds by replacing them with RCU.
749 @article{Appavoo03a
750 ,author="J. Appavoo and K. Hui and C. A. N. Soules and R. W. Wisniewski and
751 D. M. {Da Silva} and O. Krieger and M. A. Auslander and D. J. Edelsohn and
752 B. Gamsa and G. R. Ganger and P. McKenney and M. Ostrowski and
753 B. Rosenburg and M. Stumm and J. Xenidis"
754 ,title="Enabling Autonomic Behavior in Systems Software With Hot Swapping"
755 ,Year="2003"
756 ,Month="January"
757 ,journal="IBM Systems Journal"
758 ,volume="42"
759 ,number="1"
760 ,pages="60-76"
761 ,annotation="
762         Use of RCU to enable hot-swapping for autonomic behavior in K42.
766 @unpublished{Seigh03
767 ,author="Joseph W. {Seigh II}"
768 ,title="Read Copy Update"
769 ,Year="2003"
770 ,Month="March"
771 ,note="email correspondence"
772 ,annotation="
773         Described the relationship of the VM/XA passive serialization to RCU.
777 @Conference{Arcangeli03
778 ,Author="Andrea Arcangeli and Mingming Cao and Paul E. McKenney and
779 Dipankar Sarma"
780 ,Title="Using Read-Copy Update Techniques for {System V IPC} in the
781 {Linux} 2.5 Kernel"
782 ,Booktitle="Proceedings of the 2003 USENIX Annual Technical Conference
783 (FREENIX Track)"
784 ,Publisher="USENIX Association"
785 ,year="2003"
786 ,month="June"
787 ,pages="297-310"
788 ,note="Available:
789 \url{http://www.rdrop.com/users/paulmck/RCU/rcu.FREENIX.2003.06.14.pdf}
790 [Viewed November 21, 2007]"
791 ,annotation="
792         Compared updated RCU implementations for the Linux kernel, and
793         described System V IPC use of RCU, including order-of-magnitude
794         performance improvements.
798 @Conference{Soules03a
799 ,Author="Craig A. N. Soules and Jonathan Appavoo and Kevin Hui and
800 Dilma {Da Silva} and Gregory R. Ganger and Orran Krieger and
801 Michael Stumm and Robert W. Wisniewski and Marc Auslander and
802 Michal Ostrowski and Bryan Rosenburg and Jimi Xenidis"
803 ,Title="System Support for Online Reconfiguration"
804 ,Booktitle="Proceedings of the 2003 USENIX Annual Technical Conference"
805 ,Publisher="USENIX Association"
806 ,year="2003"
807 ,month="June"
808 ,pages="141-154"
811 @article{McKenney03a
812 ,author="Paul E. McKenney"
813 ,title="Using {RCU} in the {Linux} 2.5 Kernel"
814 ,Year="2003"
815 ,Month="October"
816 ,journal="Linux Journal"
817 ,volume="1"
818 ,number="114"
819 ,pages="18-26"
820 ,note="Available:
821 \url{http://www.linuxjournal.com/article/6993}
822 [Viewed November 14, 2007]"
823 ,annotation="
824         Reader-friendly intro to RCU, with the infamous old-man-and-brat
825         cartoon.
829 @unpublished{Sarma03a
830 ,Author="Dipankar Sarma"
831 ,Title="RCU low latency patches"
832 ,month="December"
833 ,year="2003"
834 ,note="Message ID: 20031222180114.GA2248@in.ibm.com"
835 ,annotation="dipankar/ct.2004.03.27/RCUll.2003.12.22.patch"
838 @techreport{Friedberg03a
839 ,author="Stuart A. Friedberg"
840 ,title="Lock-Free Wild Card Search Data Structure and Method"
841 ,institution="US Patent and Trademark Office"
842 ,address="Washington, DC"
843 ,year="2003"
844 ,number="US Patent 6,662,184"
845 ,month="December"
846 ,pages="112"
847 ,annotation="
848         Applies RCU to a wildcard-search Patricia tree in order to permit
849         synchronization-free lookup.  RCU is used to retain removed nodes
850         for a grace period before freeing them.
854 @article{McKenney04a
855 ,author="Paul E. McKenney and Dipankar Sarma and Maneesh Soni"
856 ,title="Scaling dcache with {RCU}"
857 ,Year="2004"
858 ,Month="January"
859 ,journal="Linux Journal"
860 ,volume="1"
861 ,number="118"
862 ,pages="38-46"
863 ,note="Available:
864 \url{http://www.linuxjournal.com/node/7124}
865 [Viewed December 26, 2010]"
866 ,annotation="
867         Reader friendly intro to dcache and RCU.
871 @Conference{McKenney04b
872 ,Author="Paul E. McKenney"
873 ,Title="{RCU} vs. Locking Performance on Different {CPUs}"
874 ,Booktitle="{linux.conf.au}"
875 ,Month="January"
876 ,Year="2004"
877 ,Address="Adelaide, Australia"
878 ,note="Available:
879 \url{http://www.linux.org.au/conf/2004/abstracts.html#90}
880 \url{http://www.rdrop.com/users/paulmck/RCU/lockperf.2004.01.17a.pdf}
881 [Viewed June 23, 2004]"
882 ,annotation="
883         Compares performance of RCU to that of other locking primitives
884         over a number of CPUs (x86, Opteron, Itanium, and PPC).
888 @unpublished{Sarma04a
889 ,Author="Dipankar Sarma"
890 ,Title="{[PATCH]} {RCU} for low latency (experimental)"
891 ,month="March"
892 ,year="2004"
893 ,note="\url{http://marc.theaimsgroup.com/?l=linux-kernel&m=108003746402892&w=2}"
894 ,annotation="Head of thread: dipankar/2004.03.23/rcu-low-lat.1.patch"
897 @unpublished{Sarma04b
898 ,Author="Dipankar Sarma"
899 ,Title="Re: {[PATCH]} {RCU} for low latency (experimental)"
900 ,month="March"
901 ,year="2004"
902 ,note="\url{http://marc.theaimsgroup.com/?l=linux-kernel&m=108016474829546&w=2}"
903 ,annotation="dipankar/rcuth.2004.03.24/rcu-throttle.patch"
906 @unpublished{Spraul04a
907 ,Author="Manfred Spraul"
908 ,Title="[RFC] 0/5 rcu lock update"
909 ,month="May"
910 ,year="2004"
911 ,note="Available:
912 \url{http://marc.theaimsgroup.com/?l=linux-kernel&m=108546407726602&w=2}
913 [Viewed June 23, 2004]"
914 ,annotation="
915         Hierarchical-bitmap patch for RCU infrastructure.
919 @unpublished{Steiner04a
920 ,Author="Jack Steiner"
921 ,Title="Re: [Lse-tech] [RFC, PATCH] 1/5 rcu lock update:
922 Add per-cpu batch counter"
923 ,month="May"
924 ,year="2004"
925 ,note="Available:
926 \url{http://marc.theaimsgroup.com/?l=linux-kernel&m=108551764515332&w=2}
927 [Viewed June 23, 2004]"
928 ,annotation={
929         RCU runs reasonably on a 512-CPU SGI using Manfred Spraul's patches,
930         which may be found at:
931         https://lkml.org/lkml/2004/5/20/49 (split vars into cachelines)
932         https://lkml.org/lkml/2004/5/22/114 (cpu_quiet() patch)
933         https://lkml.org/lkml/2004/5/25/24 (0/5)
934         https://lkml.org/lkml/2004/5/25/23 (1/5)
935                 https://lkml.org/lkml/2004/5/25/265 (works for Jack)
936         https://lkml.org/lkml/2004/5/25/20 (2/5)
937         https://lkml.org/lkml/2004/5/25/22 (3/5)
938         https://lkml.org/lkml/2004/5/25/19 (4/5)
939         https://lkml.org/lkml/2004/5/25/21 (5/5)
943 @Conference{Sarma04c
944 ,Author="Dipankar Sarma and Paul E. McKenney"
945 ,Title="Making {RCU} Safe for Deep Sub-Millisecond Response
946 Realtime Applications"
947 ,Booktitle="Proceedings of the 2004 USENIX Annual Technical Conference
948 (FREENIX Track)"
949 ,Publisher="USENIX Association"
950 ,year="2004"
951 ,month="June"
952 ,pages="182-191"
953 ,annotation="
954         Describes and compares a number of modifications to the Linux RCU
955         implementation that make it friendly to realtime applications.
959 @phdthesis{PaulEdwardMcKenneyPhD
960 ,author="Paul E. McKenney"
961 ,title="Exploiting Deferred Destruction:
962 An Analysis of Read-Copy-Update Techniques
963 in Operating System Kernels"
964 ,school="OGI School of Science and Engineering at
965 Oregon Health and Sciences University"
966 ,year="2004"
967 ,note="Available:
968 \url{http://www.rdrop.com/users/paulmck/RCU/RCUdissertation.2004.07.14e1.pdf}
969 [Viewed October 15, 2004]"
970 ,annotation="
971         Describes RCU implementations and presents design patterns
972         corresponding to common uses of RCU in several operating-system
973         kernels.
977 @unpublished{PaulEMcKenney2004rcu:dereference
978 ,Author="Dipankar Sarma"
979 ,Title="{Re: RCU : Abstracted RCU dereferencing [5/5]}"
980 ,month="August"
981 ,year="2004"
982 ,note="Available:
983 \url{http://lkml.org/lkml/2004/8/6/237}
984 [Viewed June 8, 2010]"
985 ,annotation="
986         Introduce rcu_dereference().
990 @unpublished{JimHouston04a
991 ,Author="Jim Houston"
992 ,Title="{[RFC\&PATCH] Alternative {RCU} implementation}"
993 ,month="August"
994 ,year="2004"
995 ,note="Available:
996 \url{http://lkml.org/lkml/2004/8/30/87}
997 [Viewed February 17, 2005]"
998 ,annotation="
999         Uses active code in rcu_read_lock() and rcu_read_unlock() to
1000         make RCU happen, allowing RCU to function on CPUs that do not
1001         receive a scheduling-clock interrupt.
1005 @unpublished{TomHart04a
1006 ,Author="Thomas E. Hart"
1007 ,Title="Master's Thesis: Applying Lock-free Techniques to the {Linux} Kernel"
1008 ,month="October"
1009 ,year="2004"
1010 ,note="Available:
1011 \url{http://www.cs.toronto.edu/~tomhart/masters_thesis.html}
1012 [Viewed October 15, 2004]"
1013 ,annotation="
1014         Proposes comparing RCU to lock-free methods for the Linux kernel.
1018 @unpublished{Vaddagiri04a
1019 ,Author="Srivatsa Vaddagiri"
1020 ,Title="Subject: [RFC] Use RCU for tcp\_ehash lookup"
1021 ,month="October"
1022 ,year="2004"
1023 ,note="Available:
1024 \url{http://marc.theaimsgroup.com/?t=109395731700004&r=1&w=2}
1025 [Viewed October 18, 2004]"
1026 ,annotation="
1027         Srivatsa's RCU patch for tcp_ehash lookup.
1031 @unpublished{Thirumalai04a
1032 ,Author="Ravikiran Thirumalai"
1033 ,Title="Subject: [patchset] Lockfree fd lookup 0 of 5"
1034 ,month="October"
1035 ,year="2004"
1036 ,note="Available:
1037 \url{http://marc.theaimsgroup.com/?t=109144217400003&r=1&w=2}
1038 [Viewed October 18, 2004]"
1039 ,annotation="
1040         Ravikiran's lockfree FD patch.
1044 @unpublished{Thirumalai04b
1045 ,Author="Ravikiran Thirumalai"
1046 ,Title="Subject: Re: [patchset] Lockfree fd lookup 0 of 5"
1047 ,month="October"
1048 ,year="2004"
1049 ,note="Available:
1050 \url{http://marc.theaimsgroup.com/?l=linux-kernel&m=109152521410459&w=2}
1051 [Viewed October 18, 2004]"
1052 ,annotation="
1053         Ravikiran's lockfree FD patch.
1057 @unpublished{PaulEMcKenney2004rcu:assign:pointer
1058 ,Author="Paul E. McKenney"
1059 ,Title="{[PATCH 1/3] RCU: \url{rcu_assign_pointer()} removal of memory barriers}"
1060 ,month="October"
1061 ,year="2004"
1062 ,note="Available:
1063 \url{http://lkml.org/lkml/2004/10/23/241}
1064 [Viewed June 8, 2010]"
1065 ,annotation="
1066         Introduce rcu_assign_pointer().
1070 @unpublished{JamesMorris04a
1071 ,Author="James Morris"
1072 ,Title="{[PATCH 2/3] SELinux} scalability - convert {AVC} to {RCU}"
1073 ,day="15"
1074 ,month="November"
1075 ,year="2004"
1076 ,note="Available:
1077 \url{http://marc.theaimsgroup.com/?l=linux-kernel&m=110054979416004&w=2}
1078 [Viewed December 10, 2004]"
1079 ,annotation="
1080         James Morris posts Kaigai Kohei's patch to LKML.
1084 @unpublished{JamesMorris04b
1085 ,Author="James Morris"
1086 ,Title="Recent Developments in {SELinux} Kernel Performance"
1087 ,month="December"
1088 ,year="2004"
1089 ,note="Available:
1090 \url{http://www.livejournal.com/users/james_morris/2153.html}
1091 [Viewed December 10, 2004]"
1092 ,annotation="
1093         RCU helps SELinux performance.  ;-)  Made LWN.
1097 @unpublished{PaulMcKenney2005RCUSemantics
1098 ,Author="Paul E. McKenney and Jonathan Walpole"
1099 ,Title="{RCU} Semantics: A First Attempt"
1100 ,month="January"
1101 ,year="2005"
1102 ,day="30"
1103 ,note="Available:
1104 \url{http://www.rdrop.com/users/paulmck/RCU/rcu-semantics.2005.01.30a.pdf}
1105 [Viewed December 6, 2009]"
1106 ,annotation="
1107         Early derivation of RCU semantics.
1111 @unpublished{PaulMcKenney2005e
1112 ,Author="Paul E. McKenney"
1113 ,Title="Real-Time Preemption and {RCU}"
1114 ,month="March"
1115 ,year="2005"
1116 ,day="17"
1117 ,note="Available:
1118 \url{http://lkml.org/lkml/2005/3/17/199}
1119 [Viewed September 5, 2005]"
1120 ,annotation="
1121         First posting showing how RCU can be safely adapted for
1122         preemptable RCU read side critical sections.
1126 @unpublished{EsbenNeilsen2005a
1127 ,Author="Esben Neilsen"
1128 ,Title="Re: Real-Time Preemption and {RCU}"
1129 ,month="March"
1130 ,year="2005"
1131 ,day="18"
1132 ,note="Available:
1133 \url{http://lkml.org/lkml/2005/3/18/122}
1134 [Viewed March 30, 2006]"
1135 ,annotation="
1136         Esben Neilsen suggests read-side suppression of grace-period
1137         processing for crude-but-workable realtime RCU.  The downside
1138         is indefinite grace periods...But this is OK for experimentation
1139         and testing.
1143 @unpublished{TomHart05a
1144 ,Author="Thomas E. Hart and Paul E. McKenney and Angela Demke Brown"
1145 ,Title="Efficient Memory Reclamation is Necessary for Fast Lock-Free
1146 Data Structures"
1147 ,month="March"
1148 ,year="2005"
1149 ,note="Available:
1150 \url{ftp://ftp.cs.toronto.edu/csrg-technical-reports/515/}
1151 [Viewed March 4, 2005]"
1152 ,annotation="
1153         Comparison of RCU, QBSR, and EBSR.  RCU wins for read-mostly
1154         workloads.  ;-)
1158 @unpublished{JonCorbet2005DeprecateSyncKernel
1159 ,Author="Jonathan Corbet"
1160 ,Title="API change: synchronize_kernel() deprecated"
1161 ,month="May"
1162 ,day="3"
1163 ,year="2005"
1164 ,note="Available:
1165 \url{http://lwn.net/Articles/134484/}
1166 [Viewed May 3, 2005]"
1167 ,annotation="
1168         Jon Corbet describes deprecation of synchronize_kernel()
1169         in favor of synchronize_rcu() and synchronize_sched().
1173 @unpublished{PaulMcKenney05a
1174 ,Author="Paul E. McKenney"
1175 ,Title="{[RFC]} {RCU} and {CONFIG\_PREEMPT\_RT} progress"
1176 ,month="May"
1177 ,year="2005"
1178 ,note="Available:
1179 \url{http://lkml.org/lkml/2005/5/9/185}
1180 [Viewed May 13, 2005]"
1181 ,annotation="
1182         First publication of working lock-based deferred free patches
1183         for the CONFIG_PREEMPT_RT environment.
1187 @conference{PaulMcKenney05b
1188 ,Author="Paul E. McKenney and Dipankar Sarma"
1189 ,Title="Towards Hard Realtime Response from the {Linux} Kernel on {SMP} Hardware"
1190 ,Booktitle="linux.conf.au 2005"
1191 ,month="April"
1192 ,year="2005"
1193 ,address="Canberra, Australia"
1194 ,note="Available:
1195 \url{http://www.rdrop.com/users/paulmck/RCU/realtimeRCU.2005.04.23a.pdf}
1196 [Viewed May 13, 2005]"
1197 ,annotation="
1198         Realtime turns into making RCU yet more realtime friendly.
1199         http://lca2005.linux.org.au/Papers/Paul%20McKenney/Towards%20Hard%20Realtime%20Response%20from%20the%20Linux%20Kernel/LKS.2005.04.22a.pdf
1203 @unpublished{PaulEMcKenneyHomePage
1204 ,Author="Paul E. McKenney"
1205 ,Title="{Paul} {E.} {McKenney}"
1206 ,month="May"
1207 ,year="2005"
1208 ,note="Available:
1209 \url{http://www.rdrop.com/users/paulmck/}
1210 [Viewed May 25, 2005]"
1211 ,annotation="
1212         Paul McKenney's home page.
1216 @unpublished{PaulEMcKenneyRCUPage
1217 ,Author="Paul E. McKenney"
1218 ,Title="Read-Copy Update {(RCU)}"
1219 ,month="May"
1220 ,year="2005"
1221 ,note="Available:
1222 \url{http://www.rdrop.com/users/paulmck/RCU}
1223 [Viewed May 25, 2005]"
1224 ,annotation="
1225         Paul McKenney's RCU page.
1229 @unpublished{JosephSeigh2005a
1230 ,Author="Joseph Seigh"
1231 ,Title="{RCU}+{SMR} (hazard pointers)"
1232 ,month="July"
1233 ,year="2005"
1234 ,note="Personal communication"
1235 ,annotation="
1236         Joe Seigh announcing his atomic-ptr-plus project.
1237         http://sourceforge.net/projects/atomic-ptr-plus/
1241 @unpublished{JosephSeigh2005b
1242 ,Author="Joseph Seigh"
1243 ,Title="Lock-free synchronization primitives"
1244 ,month="July"
1245 ,day="6"
1246 ,year="2005"
1247 ,note="Available:
1248 \url{http://sourceforge.net/projects/atomic-ptr-plus/}
1249 [Viewed August 8, 2005]"
1250 ,annotation="
1251         Joe Seigh's atomic-ptr-plus project.
1255 @unpublished{PaulMcKenney2005c
1256 ,Author="Paul E.McKenney"
1257 ,Title="{[RFC,PATCH] RCU} and {CONFIG\_PREEMPT\_RT} sane patch"
1258 ,month="August"
1259 ,day="1"
1260 ,year="2005"
1261 ,note="Available:
1262 \url{http://lkml.org/lkml/2005/8/1/155}
1263 [Viewed March 14, 2006]"
1264 ,annotation="
1265         First operating counter-based realtime RCU patch posted to LKML.
1269 @unpublished{PaulMcKenney2005d
1270 ,Author="Paul E. McKenney"
1271 ,Title="Re: [Fwd: Re: [patch] Real-Time Preemption, -RT-2.6.13-rc4-V0.7.52-01]"
1272 ,month="August"
1273 ,day="8"
1274 ,year="2005"
1275 ,note="Available:
1276 \url{http://lkml.org/lkml/2005/8/8/108}
1277 [Viewed March 14, 2006]"
1278 ,annotation="
1279         First operating counter-based realtime RCU patch posted to LKML,
1280         but fixed so that various unusual combinations of configuration
1281         parameters all function properly.
1285 @unpublished{PaulMcKenney2005rcutorture
1286 ,Author="Paul E. McKenney"
1287 ,Title="{[PATCH]} {RCU} torture testing"
1288 ,month="October"
1289 ,day="1"
1290 ,year="2005"
1291 ,note="Available:
1292 \url{http://lkml.org/lkml/2005/10/1/70}
1293 [Viewed March 14, 2006]"
1294 ,annotation="
1295         First rcutorture patch.
1299 @conference{ThomasEHart2006a
1300 ,Author="Thomas E. Hart and Paul E. McKenney and Angela Demke Brown"
1301 ,Title="Making Lockless Synchronization Fast: Performance Implications
1302 of Memory Reclamation"
1303 ,Booktitle="20\textsuperscript{th} {IEEE} International Parallel and
1304 Distributed Processing Symposium"
1305 ,month="April"
1306 ,year="2006"
1307 ,day="25-29"
1308 ,address="Rhodes, Greece"
1309 ,note="Available:
1310 \url{http://www.rdrop.com/users/paulmck/RCU/hart_ipdps06.pdf}
1311 [Viewed April 28, 2008]"
1312 ,annotation="
1313         Compares QSBR, HPBR, EBR, and lock-free reference counting.
1314         http://www.cs.toronto.edu/~tomhart/perflab/ipdps06.tgz
1318 @unpublished{NickPiggin2006radixtree
1319 ,Author="Nick Piggin"
1320 ,Title="[patch 3/3] radix-tree: {RCU} lockless readside"
1321 ,month="June"
1322 ,day="20"
1323 ,year="2006"
1324 ,note="Available:
1325 \url{http://lkml.org/lkml/2006/6/20/238}
1326 [Viewed March 25, 2008]"
1327 ,annotation="
1328         RCU-protected radix tree.
1332 @Conference{PaulEMcKenney2006b
1333 ,Author="Paul E. McKenney and Dipankar Sarma and Ingo Molnar and
1334 Suparna Bhattacharya"
1335 ,Title="Extending {RCU} for Realtime and Embedded Workloads"
1336 ,Booktitle="{Ottawa Linux Symposium}"
1337 ,Month="July"
1338 ,Year="2006"
1339 ,pages="v2 123-138"
1340 ,note="Available:
1341 \url{http://www.linuxsymposium.org/2006/view_abstract.php?content_key=184}
1342 \url{http://www.rdrop.com/users/paulmck/RCU/OLSrtRCU.2006.08.11a.pdf}
1343 [Viewed January 1, 2007]"
1344 ,annotation="
1345         Described how to improve the -rt implementation of realtime RCU.
1349 @unpublished{WikipediaRCU
1350 ,Author="Paul E. McKenney and Chris Purcell and Algae and Ben Schumin and
1351 Gaius Cornelius and Qwertyus and Neil Conway and Sbw and Blainster and
1352 Canis Rufus and Zoicon5 and Anome and Hal Eisen"
1353 ,Title="Read-Copy Update"
1354 ,month="July"
1355 ,day="8"
1356 ,year="2006"
1357 ,note="Available:
1358 \url{http://en.wikipedia.org/wiki/Read-copy-update}
1359 [Viewed August 21, 2006]"
1360 ,annotation="
1361         Wikipedia RCU page as of July 8 2006.
1365 @Conference{NickPiggin2006LocklessPageCache
1366 ,Author="Nick Piggin"
1367 ,Title="A Lockless Pagecache in Linux---Introduction, Progress, Performance"
1368 ,Booktitle="{Ottawa Linux Symposium}"
1369 ,Month="July"
1370 ,Year="2006"
1371 ,pages="v2 249-254"
1372 ,note="Available:
1373 \url{http://www.linuxsymposium.org/2006/view_abstract.php?content_key=184}
1374 [Viewed January 11, 2009]"
1375 ,annotation="
1376         Uses RCU-protected radix tree for a lockless page cache.
1380 @unpublished{PaulEMcKenney2006c
1381 ,Author="Paul E. McKenney"
1382 ,Title="Sleepable {RCU}"
1383 ,month="October"
1384 ,day="9"
1385 ,year="2006"
1386 ,note="Available:
1387 \url{http://lwn.net/Articles/202847/}
1388 Revised:
1389 \url{http://www.rdrop.com/users/paulmck/RCU/srcu.2007.01.14a.pdf}
1390 [Viewed August 21, 2006]"
1391 ,annotation="
1392         LWN article introducing SRCU.
1396 @unpublished{RobertOlsson2006a
1397 ,Author="Robert Olsson and Stefan Nilsson"
1398 ,Title="{TRASH}: A dynamic {LC}-trie and hash data structure"
1399 ,month="August"
1400 ,day="18"
1401 ,year="2006"
1402 ,note="Available:
1403 \url{http://www.nada.kth.se/~snilsson/publications/TRASH/trash.pdf}
1404 [Viewed March 4, 2011]"
1405 ,annotation="
1406         RCU-protected dynamic trie-hash combination.
1410 @unpublished{ChristophHellwig2006RCU2SRCU
1411 ,Author="Christoph Hellwig"
1412 ,Title="Re: {[-mm PATCH 1/4]} {RCU}: split classic rcu"
1413 ,month="September"
1414 ,day="28"
1415 ,year="2006"
1416 ,note="Available:
1417 \url{http://lkml.org/lkml/2006/9/28/160}
1418 [Viewed March 27, 2008]"
1421 @unpublished{PaulEMcKenneyRCUusagePage
1422 ,Author="Paul E. McKenney"
1423 ,Title="{RCU} {Linux} Usage"
1424 ,month="October"
1425 ,year="2006"
1426 ,note="Available:
1427 \url{http://www.rdrop.com/users/paulmck/RCU/linuxusage.html}
1428 [Viewed January 14, 2007]"
1429 ,annotation="
1430         Paul McKenney's RCU page showing graphs plotting Linux-kernel
1431         usage of RCU.
1435 @unpublished{PaulEMcKenneyRCUusageRawDataPage
1436 ,Author="Paul E. McKenney"
1437 ,Title="Read-Copy Update {(RCU)} Usage in {Linux} Kernel"
1438 ,month="October"
1439 ,year="2006"
1440 ,note="Available:
1441 \url{http://www.rdrop.com/users/paulmck/RCU/linuxusage/rculocktab.html}
1442 [Viewed January 14, 2007]"
1443 ,annotation="
1444         Paul McKenney's RCU page showing Linux usage of RCU in tabular
1445         form, with links to corresponding cscope databases.
1449 @unpublished{GauthamShenoy2006RCUrwlock
1450 ,Author="Gautham R. Shenoy"
1451 ,Title="[PATCH 4/5] lock\_cpu\_hotplug: Redesign - Lightweight implementation of lock\_cpu\_hotplug"
1452 ,month="October"
1453 ,year="2006"
1454 ,day=26
1455 ,note="Available:
1456 \url{http://lkml.org/lkml/2006/10/26/73}
1457 [Viewed January 26, 2009]"
1458 ,annotation="
1459         RCU-based reader-writer lock that allows readers to proceed with
1460         no memory barriers or atomic instruction in absence of writers.
1461         If writer do show up, readers must of course wait as required by
1462         the semantics of reader-writer locking.  This is a recursive
1463         lock.
1467 @unpublished{JensAxboe2006SlowSRCU
1468 ,Author="Jens Axboe"
1469 ,Title="Re: [patch] cpufreq: mark \url{cpufreq_tsc()} as
1470 \url{core_initcall_sync}"
1471 ,month="November"
1472 ,year="2006"
1473 ,day=17
1474 ,note="Available:
1475 \url{http://lkml.org/lkml/2006/11/17/56}
1476 [Viewed May 28, 2007]"
1477 ,annotation="
1478         SRCU's grace periods are too slow for Jens, even after a
1479         factor-of-three speedup.
1480         Sped-up version of SRCU at http://lkml.org/lkml/2006/11/17/359.
1484 @unpublished{OlegNesterov2006QRCU
1485 ,Author="Oleg Nesterov"
1486 ,Title="Re: [patch] cpufreq: mark {\tt cpufreq\_tsc()} as
1487 {\tt core\_initcall\_sync}"
1488 ,month="November"
1489 ,year="2006"
1490 ,day=19
1491 ,note="Available:
1492 \url{http://lkml.org/lkml/2006/11/19/69}
1493 [Viewed May 28, 2007]"
1494 ,annotation="
1495         First cut of QRCU.  Expanded/corrected versions followed.
1496         Used to be OlegNesterov2007QRCU, now time-corrected.
1500 @unpublished{OlegNesterov2006aQRCU
1501 ,Author="Oleg Nesterov"
1502 ,Title="Re: [RFC, PATCH 1/2] qrcu: {"quick"} srcu implementation"
1503 ,month="November"
1504 ,year="2006"
1505 ,day=30
1506 ,note="Available:
1507 \url{http://lkml.org/lkml/2006/11/29/330}
1508 [Viewed November 26, 2008]"
1509 ,annotation="
1510         Expanded/corrected version of QRCU.
1511         Used to be OlegNesterov2007aQRCU, now time-corrected.
1515 @unpublished{EvgeniyPolyakov2006RCUslowdown
1516 ,Author="Evgeniy Polyakov"
1517 ,Title="Badness in postponing work"
1518 ,month="December"
1519 ,year="2006"
1520 ,day=05
1521 ,note="Available:
1522 \url{http://www.ioremap.net/node/41}
1523 [Viewed October 28, 2008]"
1524 ,annotation="
1525         Using RCU as a pure delay leads to a 2.5x slowdown in skbs in
1526         the Linux kernel.
1530 @inproceedings{ChrisMatthews2006ClusteredObjectsRCU
1531 ,author = {Matthews, Chris and Coady, Yvonne and Appavoo, Jonathan}
1532 ,title = {Portability events: a programming model for scalable system infrastructures}
1533 ,booktitle = {PLOS '06: Proceedings of the 3rd workshop on Programming languages and operating systems}
1534 ,year = {2006}
1535 ,isbn = {1-59593-577-0}
1536 ,pages = {11}
1537 ,location = {San Jose, California}
1538 ,doi = {http://doi.acm.org/10.1145/1215995.1216006}
1539 ,publisher = {ACM}
1540 ,address = {New York, NY, USA}
1541 ,annotation={
1542         Uses K42's RCU-like functionality to manage clustered-object
1543         lifetimes.
1546 @article{DilmaDaSilva2006K42
1547 ,author = {Silva, Dilma Da and Krieger, Orran and Wisniewski, Robert W. and Waterland, Amos and Tam, David and Baumann, Andrew}
1548 ,title = {K42: an infrastructure for operating system research}
1549 ,journal = {SIGOPS Oper. Syst. Rev.}
1550 ,volume = {40}
1551 ,number = {2}
1552 ,year = {2006}
1553 ,issn = {0163-5980}
1554 ,pages = {34--42}
1555 ,doi = {http://doi.acm.org/10.1145/1131322.1131333}
1556 ,publisher = {ACM}
1557 ,address = {New York, NY, USA}
1558 ,annotation={
1559         Describes relationship of K42 generations to RCU.
1562 # CoreyMinyard2007list_splice_rcu
1563 @unpublished{CoreyMinyard2007list:splice:rcu
1564 ,Author="Corey Minyard and Paul E. McKenney"
1565 ,Title="{[PATCH]} add an {RCU} version of list splicing"
1566 ,month="January"
1567 ,year="2007"
1568 ,day=3
1569 ,note="Available:
1570 \url{http://lkml.org/lkml/2007/1/3/112}
1571 [Viewed May 28, 2007]"
1572 ,annotation="
1573         Patch for list_splice_rcu().
1577 @unpublished{PaulEMcKenney2007rcubarrier
1578 ,Author="Paul E. McKenney"
1579 ,Title="{RCU} and Unloadable Modules"
1580 ,month="January"
1581 ,day="14"
1582 ,year="2007"
1583 ,note="Available:
1584 \url{http://lwn.net/Articles/217484/}
1585 [Viewed November 22, 2007]"
1586 ,annotation="
1587         LWN article introducing the rcu_barrier() primitive.
1591 @unpublished{PeterZijlstra2007SyncBarrier
1592 ,Author="Peter Zijlstra and Ingo Molnar"
1593 ,Title="{[PATCH 3/7]} barrier: a scalable synchonisation barrier"
1594 ,month="January"
1595 ,year="2007"
1596 ,day=28
1597 ,note="Available:
1598 \url{http://lkml.org/lkml/2007/1/28/34}
1599 [Viewed March 27, 2008]"
1600 ,annotation="
1601         RCU-like implementation for frequent updaters and rare readers(!).
1602         Subsumed into QRCU.  Maybe...
1606 @unpublished{PaulEMcKenney2007BoostRCU
1607 ,Author="Paul E. McKenney"
1608 ,Title="Priority-Boosting {RCU} Read-Side Critical Sections"
1609 ,month="February"
1610 ,day="5"
1611 ,year="2007"
1612 ,note="Available:
1613 \url{http://lwn.net/Articles/220677/}
1614 Revised:
1615 \url{http://www.rdrop.com/users/paulmck/RCU/RCUbooststate.2007.04.16a.pdf}
1616 [Viewed September 7, 2007]"
1617 ,annotation="
1618         LWN article introducing RCU priority boosting.
1622 @unpublished{PaulMcKenney2007QRCUpatch
1623 ,Author="Paul E. McKenney"
1624 ,Title="{[PATCH]} {QRCU} with lockless fastpath"
1625 ,month="February"
1626 ,year="2007"
1627 ,day=24
1628 ,note="Available:
1629 \url{http://lkml.org/lkml/2007/2/25/18}
1630 [Viewed March 27, 2008]"
1631 ,annotation="
1632         Patch for QRCU supplying lock-free fast path.
1636 @article{JonathanAppavoo2007K42RCU
1637 ,author = {Appavoo, Jonathan and Silva, Dilma Da and Krieger, Orran and Auslander, Marc and Ostrowski, Michal and Rosenburg, Bryan and Waterland, Amos and Wisniewski, Robert W. and Xenidis, Jimi and Stumm, Michael and Soares, Livio}
1638 ,title = {Experience distributing objects in an SMMP OS}
1639 ,journal = {ACM Trans. Comput. Syst.}
1640 ,volume = {25}
1641 ,number = {3}
1642 ,year = {2007}
1643 ,issn = {0734-2071}
1644 ,pages = {6/1--6/52}
1645 ,doi = {http://doi.acm.org/10.1145/1275517.1275518}
1646 ,publisher = {ACM}
1647 ,address = {New York, NY, USA}
1648 ,annotation={
1649         Role of RCU in K42.
1652 @conference{RobertOlsson2007Trash
1653 ,Author="Robert Olsson and Stefan Nilsson"
1654 ,Title="{TRASH}: A dynamic {LC}-trie and hash data structure"
1655 ,booktitle="Workshop on High Performance Switching and Routing (HPSR'07)"
1656 ,month="May"
1657 ,year="2007"
1658 ,note="Available:
1659 \url{http://ieeexplore.ieee.org/xpl/freeabs_all.jsp?arnumber=4281239}
1660 [Viewed October 1, 2010]"
1661 ,annotation="
1662         RCU-protected dynamic trie-hash combination.
1666 @conference{PeterZijlstra2007ConcurrentPagecacheRCU
1667 ,Author="Peter Zijlstra"
1668 ,Title="Concurrent Pagecache"
1669 ,Booktitle="Linux Symposium"
1670 ,month="June"
1671 ,year="2007"
1672 ,address="Ottawa, Canada"
1673 ,note="Available:
1674 \url{http://ols.108.redhat.com/2007/Reprints/zijlstra-Reprint.pdf}
1675 [Viewed April 14, 2008]"
1676 ,annotation="
1677         Page-cache modifications permitting RCU readers and concurrent
1678         updates.
1682 @unpublished{PaulEMcKenney2007whatisRCU
1683 ,Author="Paul E. McKenney"
1684 ,Title="What is {RCU}?"
1685 ,year="2007"
1686 ,month="07"
1687 ,note="Available:
1688 \url{http://www.rdrop.com/users/paulmck/RCU/whatisRCU.html}
1689 [Viewed July 6, 2007]"
1690 ,annotation={
1691         Describes RCU in Linux kernel.
1695 @unpublished{PaulEMcKenney2007QRCUspin
1696 ,Author="Paul E. McKenney"
1697 ,Title="Using {Promela} and {Spin} to verify parallel algorithms"
1698 ,month="August"
1699 ,day="1"
1700 ,year="2007"
1701 ,note="Available:
1702 \url{http://lwn.net/Articles/243851/}
1703 [Viewed September 8, 2007]"
1704 ,annotation="
1705         LWN article describing Promela and spin, and also using Oleg
1706         Nesterov's QRCU as an example (with Paul McKenney's fastpath).
1707         Merged patch at: http://lkml.org/lkml/2007/2/25/18
1711 @unpublished{PaulEMcKenney2007WG21DDOatomics
1712 ,Author="Paul E. McKenney and Hans-J. Boehm and Lawrence Crowl"
1713 ,Title="C++ Data-Dependency Ordering: Atomics and Memory Model"
1714 ,month="August"
1715 ,day="3"
1716 ,year="2007"
1717 ,note="Preprint:
1718 \url{http://open-std.org/jtc1/sc22/wg21/docs/papers/2008/n2664.htm}
1719 [Viewed December 7, 2009]"
1720 ,annotation="
1721         RCU for C++, parts 1 and 2.
1725 @unpublished{PaulEMcKenney2007WG21DDOannotation
1726 ,Author="Paul E. McKenney and Lawrence Crowl"
1727 ,Title="C++ Data-Dependency Ordering: Function Annotation"
1728 ,month="September"
1729 ,day="18"
1730 ,year="2008"
1731 ,note="Preprint:
1732 \url{http://open-std.org/jtc1/sc22/wg21/docs/papers/2008/n2782.htm}
1733 [Viewed December 7, 2009]"
1734 ,annotation="
1735         RCU for C++, part 2, updated many times.
1739 @unpublished{PaulEMcKenney2007PreemptibleRCUPatch
1740 ,Author="Paul E. McKenney"
1741 ,Title="[PATCH RFC 0/9] {RCU}: Preemptible {RCU}"
1742 ,month="September"
1743 ,day="10"
1744 ,year="2007"
1745 ,note="Available:
1746 \url{http://lkml.org/lkml/2007/9/10/213}
1747 [Viewed October 25, 2007]"
1748 ,annotation="
1749         Final patch for preemptable RCU to -rt.  (Later patches were
1750         to mainline, eventually incorporated.)
1754 @unpublished{PaulEMcKenney2007PreemptibleRCU
1755 ,Author="Paul E. McKenney"
1756 ,Title="The design of preemptible read-copy-update"
1757 ,month="October"
1758 ,day="8"
1759 ,year="2007"
1760 ,note="Available:
1761 \url{http://lwn.net/Articles/253651/}
1762 [Viewed October 25, 2007]"
1763 ,annotation="
1764         LWN article describing the design of preemptible RCU.
1768 @article{ThomasEHart2007a
1769 ,Author="Thomas E. Hart and Paul E. McKenney and Angela Demke Brown and Jonathan Walpole"
1770 ,Title="Performance of memory reclamation for lockless synchronization"
1771 ,journal="J. Parallel Distrib. Comput."
1772 ,volume={67}
1773 ,number="12"
1774 ,year="2007"
1775 ,issn="0743-7315"
1776 ,pages="1270--1285"
1777 ,doi="http://dx.doi.org/10.1016/j.jpdc.2007.04.010"
1778 ,publisher="Academic Press, Inc."
1779 ,address="Orlando, FL, USA"
1780 ,annotation={
1781         Compares QSBR, HPBR, EBR, and lock-free reference counting.
1782         Journal version of ThomasEHart2006a.
1786 @unpublished{MathieuDesnoyers2007call:rcu:schedNeeded
1787 ,Author="Mathieu Desnoyers"
1788 ,Title="Re: [patch 1/2] {Linux} Kernel Markers - Support Multiple Probes"
1789 ,month="December"
1790 ,day="20"
1791 ,year="2007"
1792 ,note="Available:
1793 \url{http://lkml.org/lkml/2007/12/20/244}
1794 [Viewed March 27, 2008]"
1795 ,annotation="
1796         Request for call_rcu_sched() and rcu_barrier_sched().
1801 ########################################################################
1803 #       "What is RCU?" LWN series.
1805 #       http://lwn.net/Articles/262464/ (What is RCU, Fundamentally?)
1806 #       http://lwn.net/Articles/263130/ (What is RCU's Usage?)
1807 #       http://lwn.net/Articles/264090/ (What is RCU's API?)
1809 @unpublished{PaulEMcKenney2007WhatIsRCUFundamentally
1810 ,Author="Paul E. McKenney and Jonathan Walpole"
1811 ,Title="What is {RCU}, Fundamentally?"
1812 ,month="December"
1813 ,day="17"
1814 ,year="2007"
1815 ,note="Available:
1816 \url{http://lwn.net/Articles/262464/}
1817 [Viewed December 27, 2007]"
1818 ,annotation="
1819         Lays out the three basic components of RCU: (1) publish-subscribe,
1820         (2) wait for pre-existing readers to complete, and (2) maintain
1821         multiple versions.
1825 @unpublished{PaulEMcKenney2008WhatIsRCUUsage
1826 ,Author="Paul E. McKenney"
1827 ,Title="What is {RCU}? Part 2: Usage"
1828 ,month="January"
1829 ,day="4"
1830 ,year="2008"
1831 ,note="Available:
1832 \url{http://lwn.net/Articles/263130/}
1833 [Viewed January 4, 2008]"
1834 ,annotation="
1835         Lays out six uses of RCU:
1836         1. RCU is a Reader-Writer Lock Replacement
1837         2. RCU is a Restricted Reference-Counting Mechanism
1838         3. RCU is a Bulk Reference-Counting Mechanism
1839         4. RCU is a Poor Man's Garbage Collector
1840         5. RCU is a Way of Providing Existence Guarantees
1841         6. RCU is a Way of Waiting for Things to Finish
1845 @unpublished{PaulEMcKenney2008WhatIsRCUAPI
1846 ,Author="Paul E. McKenney"
1847 ,Title="{RCU} part 3: the {RCU} {API}"
1848 ,month="January"
1849 ,day="17"
1850 ,year="2008"
1851 ,note="Available:
1852 \url{http://lwn.net/Articles/264090/}
1853 [Viewed January 10, 2008]"
1854 ,annotation="
1855         Gives an overview of the Linux-kernel RCU API and a brief annotated RCU
1856         bibliography.
1861 #       "What is RCU?" LWN series.
1863 ########################################################################
1866 @unpublished{SteveRostedt2008dyntickRCUpatch
1867 ,Author="Steven Rostedt and Paul E. McKenney"
1868 ,Title="{[PATCH]} add support for dynamic ticks and preempt rcu"
1869 ,month="January"
1870 ,day="29"
1871 ,year="2008"
1872 ,note="Available:
1873 \url{http://lkml.org/lkml/2008/1/29/208}
1874 [Viewed March 27, 2008]"
1875 ,annotation="
1876         Patch that prevents preemptible RCU from unnecessarily waking
1877         up dynticks-idle CPUs.
1881 @unpublished{PaulEMcKenney2008LKMLDependencyOrdering
1882 ,Author="Paul E. McKenney"
1883 ,Title="Re: [PATCH 02/22 -v7] Add basic support for gcc profiler instrumentation"
1884 ,month="February"
1885 ,day="1"
1886 ,year="2008"
1887 ,note="Available:
1888 \url{http://lkml.org/lkml/2008/2/2/255}
1889 [Viewed October 18, 2008]"
1890 ,annotation="
1891         Explanation of compilers violating dependency ordering.
1895 @Conference{PaulEMcKenney2008Beijing
1896 ,Author="Paul E. McKenney"
1897 ,Title="Introducing Technology Into {Linux} Or:
1898 Introducing your technology Into {Linux} will require introducing a
1899 lot of {Linux} into your technology!!!"
1900 ,Booktitle="2008 Linux Developer Symposium - China"
1901 ,Publisher="OSS China"
1902 ,Month="February"
1903 ,Year="2008"
1904 ,Address="Beijing, China"
1905 ,note="Available:
1906 \url{http://www.rdrop.com/users/paulmck/RCU/TechIntroLinux.2008.02.19a.pdf}
1907 [Viewed August 12, 2008]"
1910 @unpublished{PaulEMcKenney2008dynticksRCU
1911 ,Author="Paul E. McKenney and Steven Rostedt"
1912 ,Title="Integrating and Validating dynticks and Preemptable RCU"
1913 ,month="April"
1914 ,day="24"
1915 ,year="2008"
1916 ,note="Available:
1917 \url{http://lwn.net/Articles/279077/}
1918 [Viewed April 24, 2008]"
1919 ,annotation="
1920         Describes use of Promela and Spin to validate (and fix!) the
1921         dynticks/RCU interface.
1925 @article{DinakarGuniguntala2008IBMSysJ
1926 ,author="D. Guniguntala and P. E. McKenney and J. Triplett and J. Walpole"
1927 ,title="The read-copy-update mechanism for supporting real-time applications on shared-memory multiprocessor systems with {Linux}"
1928 ,Year="2008"
1929 ,Month="April-June"
1930 ,journal="IBM Systems Journal"
1931 ,volume="47"
1932 ,number="2"
1933 ,pages="221-236"
1934 ,annotation="
1935         RCU, realtime RCU, sleepable RCU, performance.
1939 @unpublished{LaiJiangshan2008NewClassicAlgorithm
1940 ,Author="Lai Jiangshan"
1941 ,Title="[{RFC}][{PATCH}] rcu classic: new algorithm for callbacks-processing"
1942 ,month="June"
1943 ,day="3"
1944 ,year="2008"
1945 ,note="Available:
1946 \url{http://lkml.org/lkml/2008/6/2/539}
1947 [Viewed December 10, 2008]"
1948 ,annotation="
1949         Updated RCU classic algorithm.  Introduced multi-tailed list
1950         for RCU callbacks and also pulling common code into
1951         __call_rcu().
1955 @article{PaulEMcKenney2008RCUOSR
1956 ,author="Paul E. McKenney and Jonathan Walpole"
1957 ,title="Introducing technology into the {Linux} kernel: a case study"
1958 ,Year="2008"
1959 ,journal="SIGOPS Oper. Syst. Rev."
1960 ,volume="42"
1961 ,number="5"
1962 ,pages="4--17"
1963 ,issn="0163-5980"
1964 ,doi={http://doi.acm.org/10.1145/1400097.1400099}
1965 ,publisher="ACM"
1966 ,address="New York, NY, USA"
1967 ,annotation={
1968         Linux changed RCU to a far greater degree than RCU has changed Linux.
1972 @unpublished{ManfredSpraul2008StateMachineRCU
1973 ,Author="Manfred Spraul"
1974 ,Title="[{RFC}, {PATCH}] state machine based rcu"
1975 ,month="August"
1976 ,day="21"
1977 ,year="2008"
1978 ,note="Available:
1979 \url{http://lkml.org/lkml/2008/8/21/336}
1980 [Viewed December 8, 2008]"
1981 ,annotation="
1982         State-based RCU.  One key thing that this patch does is to
1983         separate the dynticks handling of NMIs and IRQs.
1987 @unpublished{ManfredSpraul2008dyntickIRQNMI
1988 ,Author="Manfred Spraul"
1989 ,Title="Re: [{RFC}, {PATCH}] v4 scalable classic {RCU} implementation"
1990 ,month="September"
1991 ,day="6"
1992 ,year="2008"
1993 ,note="Available:
1994 \url{http://lkml.org/lkml/2008/9/6/86}
1995 [Viewed December 8, 2008]"
1996 ,annotation="
1997         Manfred notes a fix required to my attempt to separate irq
1998         and NMI processing for hierarchical RCU's dynticks interface.
2002 @techreport{PaulEMcKenney2008cyclicRCU
2003 ,author="Paul E. McKenney"
2004 ,title="Efficient Support of Consistent Cyclic Search With Read-Copy Update"
2005 ,institution="US Patent and Trademark Office"
2006 ,address="Washington, DC"
2007 ,year="2008"
2008 ,number="US Patent 7,426,511"
2009 ,month="September"
2010 ,pages="23"
2011 ,annotation="
2012         Maintains an additional level of indirection to allow
2013         readers to confine themselves to the desired snapshot of the
2014         data structure.  Only permits one update at a time.
2018 @unpublished{PaulEMcKenney2008HierarchicalRCU
2019 ,Author="Paul E. McKenney"
2020 ,Title="Hierarchical {RCU}"
2021 ,month="November"
2022 ,day="3"
2023 ,year="2008"
2024 ,note="Available:
2025 \url{http://lwn.net/Articles/305782/}
2026 [Viewed November 6, 2008]"
2027 ,annotation="
2028         RCU with combining-tree-based grace-period detection,
2029         permitting it to handle thousands of CPUs.
2033 @unpublished{PaulEMcKenney2009BloatwatchRCU
2034 ,Author="Paul E. McKenney"
2035 ,Title="Re: [PATCH fyi] RCU: the bloatwatch edition"
2036 ,month="January"
2037 ,day="14"
2038 ,year="2009"
2039 ,note="Available:
2040 \url{http://lkml.org/lkml/2009/1/14/449}
2041 [Viewed January 15, 2009]"
2042 ,annotation="
2043         Small-footprint implementation of RCU for uniprocessor
2044         embedded applications -- and also for exposition purposes.
2048 @conference{PaulEMcKenney2009MaliciousURCU
2049 ,Author="Paul E. McKenney"
2050 ,Title="Using a Malicious User-Level {RCU} to Torture {RCU}-Based Algorithms"
2051 ,Booktitle="linux.conf.au 2009"
2052 ,month="January"
2053 ,year="2009"
2054 ,address="Hobart, Australia"
2055 ,note="Available:
2056 \url{http://www.rdrop.com/users/paulmck/RCU/urcutorture.2009.01.22a.pdf}
2057 [Viewed February 2, 2009]"
2058 ,annotation="
2059         Realtime RCU and torture-testing RCU uses.
2063 @unpublished{MathieuDesnoyers2009URCU
2064 ,Author="Mathieu Desnoyers"
2065 ,Title="[{RFC} git tree] Userspace {RCU} (urcu) for {Linux}"
2066 ,month="February"
2067 ,day="5"
2068 ,year="2009"
2069 ,note="Available:
2070 \url{http://lkml.org/lkml/2009/2/5/572}
2071 \url{http://lttng.org/urcu}
2072 [Viewed February 20, 2009]"
2073 ,annotation="
2074         Mathieu Desnoyers's user-space RCU implementation.
2075         git://lttng.org/userspace-rcu.git
2076         http://lttng.org/cgi-bin/gitweb.cgi?p=userspace-rcu.git
2077         http://lttng.org/urcu
2081 @unpublished{PaulEMcKenney2009LWNBloatWatchRCU
2082 ,Author="Paul E. McKenney"
2083 ,Title="{RCU}: The {Bloatwatch} Edition"
2084 ,month="March"
2085 ,day="17"
2086 ,year="2009"
2087 ,note="Available:
2088 \url{http://lwn.net/Articles/323929/}
2089 [Viewed March 20, 2009]"
2090 ,annotation="
2091         Uniprocessor assumptions allow simplified RCU implementation.
2095 @unpublished{PaulEMcKenney2009expeditedRCU
2096 ,Author="Paul E. McKenney"
2097 ,Title="[{PATCH} -tip 0/3] expedited 'big hammer' {RCU} grace periods"
2098 ,month="June"
2099 ,day="25"
2100 ,year="2009"
2101 ,note="Available:
2102 \url{http://lkml.org/lkml/2009/6/25/306}
2103 [Viewed August 16, 2009]"
2104 ,annotation="
2105         First posting of expedited RCU to be accepted into -tip.
2109 @unpublished{PaulEMcKenney2009fastRTRCU
2110 ,Author="Paul E. McKenney"
2111 ,Title="[{PATCH} {RFC} -tip 0/4] {RCU} cleanups and simplified preemptable {RCU}"
2112 ,month="July"
2113 ,day="23"
2114 ,year="2009"
2115 ,note="Available:
2116 \url{http://lkml.org/lkml/2009/7/23/294}
2117 [Viewed August 15, 2009]"
2118 ,annotation="
2119         First posting of simple and fast preemptable RCU.
2123 @InProceedings{JoshTriplett2009RPHash
2124 ,Author="Josh Triplett"
2125 ,Title="Scalable concurrent hash tables via relativistic programming"
2126 ,month="September"
2127 ,year="2009"
2128 ,booktitle="Linux Plumbers Conference 2009"
2129 ,annotation="
2130         RP fun with hash tables.
2131         See also JoshTriplett2010RPHash
2135 @phdthesis{MathieuDesnoyersPhD
2136 , title  = "Low-Impact Operating System Tracing"
2137 , author = "Mathieu Desnoyers"
2138 , school = "Ecole Polytechnique de Montr\'{e}al"
2139 , month  = "December"
2140 , year   = 2009
2141 ,note="Available:
2142 \url{http://www.lttng.org/pub/thesis/desnoyers-dissertation-2009-12.pdf}
2143 [Viewed December 9, 2009]"
2144 ,annotation={
2145         Chapter 6 (page 97) covers user-level RCU.
2149 @unpublished{RelativisticProgrammingWiki
2150 ,Author="Josh Triplett and Paul E. McKenney and Jonathan Walpole"
2151 ,Title="Relativistic Programming"
2152 ,month="September"
2153 ,year="2009"
2154 ,note="Available:
2155 \url{http://wiki.cs.pdx.edu/rp/}
2156 [Viewed December 9, 2009]"
2157 ,annotation="
2158         Main Relativistic Programming Wiki.
2162 @conference{PaulEMcKenney2009DeterministicRCU
2163 ,Author="Paul E. McKenney"
2164 ,Title="Deterministic Synchronization in Multicore Systems: the Role of {RCU}"
2165 ,Booktitle="Eleventh Real Time Linux Workshop"
2166 ,month="September"
2167 ,year="2009"
2168 ,address="Dresden, Germany"
2169 ,note="Available:
2170 \url{http://www.rdrop.com/users/paulmck/realtime/paper/DetSyncRCU.2009.08.18a.pdf}
2171 [Viewed January 14, 2009]"
2174 @unpublished{PaulEMcKenney2009HuntingHeisenbugs
2175 ,Author="Paul E. McKenney"
2176 ,Title="Hunting Heisenbugs"
2177 ,month="November"
2178 ,year="2009"
2179 ,day="1"
2180 ,note="Available:
2181 \url{http://paulmck.livejournal.com/14639.html}
2182 [Viewed June 4, 2010]"
2183 ,annotation="
2184         Day-one bug in Tree RCU that took forever to track down.
2188 @unpublished{MathieuDesnoyers2009defer:rcu
2189 ,Author="Mathieu Desnoyers"
2190 ,Title="Kernel RCU: shrink the size of the struct rcu\_head"
2191 ,month="December"
2192 ,year="2009"
2193 ,note="Available:
2194 \url{http://lkml.org/lkml/2009/10/18/129}
2195 [Viewed December 29, 2009]"
2196 ,annotation="
2197         Mathieu proposed defer_rcu() with fixed-size per-thread pool
2198         of RCU callbacks.
2202 @unpublished{MathieuDesnoyers2009VerifPrePub
2203 ,Author="Mathieu Desnoyers and Paul E. McKenney and Michel R. Dagenais"
2204 ,Title="Multi-Core Systems Modeling for Formal Verification of Parallel Algorithms"
2205 ,month="December"
2206 ,year="2009"
2207 ,note="Submitted to IEEE TPDS"
2208 ,annotation="
2209         OOMem model for Mathieu's user-level RCU mechanical proof of
2210         correctness.
2214 @unpublished{MathieuDesnoyers2009URCUPrePub
2215 ,Author="Mathieu Desnoyers and Paul E. McKenney and Alan Stern and Michel R. Dagenais and Jonathan Walpole"
2216 ,Title="User-Level Implementations of Read-Copy Update"
2217 ,month="December"
2218 ,year="2010"
2219 ,url=\url{http://www.computer.org/csdl/trans/td/2012/02/ttd2012020375-abs.html}
2220 ,annotation="
2221         RCU overview, desiderata, semi-formal semantics, user-level RCU
2222         usage scenarios, three classes of RCU implementation, wait-free
2223         RCU updates, RCU grace-period batching, update overhead,
2224         http://www.rdrop.com/users/paulmck/RCU/urcu-main-accepted.2011.08.30a.pdf
2225         http://www.rdrop.com/users/paulmck/RCU/urcu-supp-accepted.2011.08.30a.pdf
2226         Superseded by MathieuDesnoyers2012URCU.
2230 @inproceedings{HariKannan2009DynamicAnalysisRCU
2231 ,author = {Kannan, Hari}
2232 ,title = {Ordering decoupled metadata accesses in multiprocessors}
2233 ,booktitle = {MICRO 42: Proceedings of the 42nd Annual IEEE/ACM International Symposium on Microarchitecture}
2234 ,year = {2009}
2235 ,isbn = {978-1-60558-798-1}
2236 ,pages = {381--390}
2237 ,location = {New York, New York}
2238 ,doi = {http://doi.acm.org/10.1145/1669112.1669161}
2239 ,publisher = {ACM}
2240 ,address = {New York, NY, USA}
2241 ,annotation={
2242         Uses RCU to protect metadata used in dynamic analysis.
2245 @conference{PaulEMcKenney2010SimpleOptRCU
2246 ,Author="Paul E. McKenney"
2247 ,Title="Simplicity Through Optimization"
2248 ,Booktitle="linux.conf.au 2010"
2249 ,month="January"
2250 ,year="2010"
2251 ,address="Wellington, New Zealand"
2252 ,note="Available:
2253 \url{http://www.rdrop.com/users/paulmck/RCU/SimplicityThruOptimization.2010.01.21f.pdf}
2254 [Viewed October 10, 2010]"
2255 ,annotation="
2256         TREE_PREEMPT_RCU optimizations greatly simplified the old
2257         PREEMPT_RCU implementation.
2261 @unpublished{PaulEMcKenney2010LockdepRCU
2262 ,Author="Paul E. McKenney"
2263 ,Title="Lockdep-{RCU}"
2264 ,month="February"
2265 ,year="2010"
2266 ,day="1"
2267 ,note="Available:
2268 \url{https://lwn.net/Articles/371986/}
2269 [Viewed June 4, 2010]"
2270 ,annotation="
2271         CONFIG_PROVE_RCU, or at least an early version.
2275 @unpublished{AviKivity2010KVM2RCU
2276 ,Author="Avi Kivity"
2277 ,Title="[{PATCH} 37/40] {KVM}: Bump maximum vcpu count to 64"
2278 ,month="February"
2279 ,year="2010"
2280 ,note="Available:
2281 \url{http://www.mail-archive.com/kvm@vger.kernel.org/msg28640.html}
2282 [Viewed March 20, 2010]"
2283 ,annotation="
2284         Use of RCU permits KVM to increase the size of guest OSes from
2285         16 CPUs to 64 CPUs.
2289 @unpublished{HerbertXu2010RCUResizeHash
2290 ,Author="Herbert Xu"
2291 ,Title="bridge: Add core IGMP snooping support"
2292 ,month="February"
2293 ,year="2010"
2294 ,note="Available:
2295 \url{http://kerneltrap.com/mailarchive/linux-netdev/2010/2/26/6270589}
2296 [Viewed March 20, 2011]"
2297 ,annotation={
2298         Use a pair of list_head structures to support RCU-protected
2299         resizable hash tables.
2302 @article{JoshTriplett2010RPHash
2303 ,author="Josh Triplett and Paul E. McKenney and Jonathan Walpole"
2304 ,title="Scalable Concurrent Hash Tables via Relativistic Programming"
2305 ,journal="ACM Operating Systems Review"
2306 ,year=2010
2307 ,volume=44
2308 ,number=3
2309 ,month="July"
2310 ,annotation={
2311         RP fun with hash tables.
2312         http://portal.acm.org/citation.cfm?id=1842733.1842750
2315 @unpublished{PaulEMcKenney2010RCUAPI
2316 ,Author="Paul E. McKenney"
2317 ,Title="The {RCU} {API}, 2010 Edition"
2318 ,month="December"
2319 ,day="8"
2320 ,year="2010"
2321 ,note="Available:
2322 \url{http://lwn.net/Articles/418853/}
2323 [Viewed December 8, 2010]"
2324 ,annotation="
2325         Includes updated software-engineering features.
2329 @mastersthesis{AndrejPodzimek2010masters
2330 ,author="Andrej Podzimek"
2331 ,title="Read-Copy-Update for OpenSolaris"
2332 ,school="Charles University in Prague"
2333 ,year="2010"
2334 ,note="Available:
2335 \url{https://andrej.podzimek.org/thesis.pdf}
2336 [Viewed January 31, 2011]"
2337 ,annotation={
2338         Reviews RCU implementations and creates a few for OpenSolaris.
2339         Drives quiescent-state detection from RCU read-side primitives,
2340         in a manner roughly similar to that of Jim Houston.
2343 @unpublished{LinusTorvalds2011Linux2:6:38:rc1:NPigginVFS
2344 ,Author="Linus Torvalds"
2345 ,Title="Linux 2.6.38-rc1"
2346 ,month="January"
2347 ,year="2011"
2348 ,note="Available:
2349 \url{https://lkml.org/lkml/2011/1/18/322}
2350 [Viewed March 4, 2011]"
2351 ,annotation={
2352         "The RCU-based name lookup is at the other end of the spectrum - the
2353         absolute anti-gimmick. It's some seriously good stuff, and gets rid of
2354         the last main global lock that really tends to hurt some kernel loads.
2355         The dentry lock is no longer a big serializing issue. What's really
2356         nice about it is that it actually improves performance a lot even for
2357         single-threaded loads (on an SMP kernel), because it gets rid of some
2358         of the most expensive parts of path component lookup, which was the
2359         d_lock on every component lookup. So I'm seeing improvements of 30-50%
2360         on some seriously pathname-lookup intensive loads."
2363 @techreport{JoshTriplett2011RPScalableCorrectOrdering
2364 ,author = {Josh Triplett and Philip W. Howard and Paul E. McKenney and Jonathan Walpole}
2365 ,title = {Scalable Correct Memory Ordering via Relativistic Programming}
2366 ,year = {2011}
2367 ,number = {11-03}
2368 ,institution = {Portland State University}
2369 ,note = {\url{http://www.cs.pdx.edu/pdfs/tr1103.pdf}}
2372 @inproceedings{PhilHoward2011RCUTMRBTree
2373 ,author = {Philip W. Howard and Jonathan Walpole}
2374 ,title = {A Relativistic Enhancement to Software Transactional Memory}
2375 ,booktitle = {Proceedings of the 3rd USENIX conference on Hot topics in parallelism}
2376 ,series = {HotPar'11}
2377 ,year = {2011}
2378 ,location = {Berkeley, CA}
2379 ,pages = {1--6}
2380 ,numpages = {6}
2381 ,url = {http://www.usenix.org/event/hotpar11/tech/final_files/Howard.pdf}
2382 ,publisher = {USENIX Association}
2383 ,address = {Berkeley, CA, USA}
2386 @techreport{PaulEMcKenney2011cyclicparallelRCU
2387 ,author="Paul E. McKenney and Jonathan Walpole"
2388 ,title="Efficient Support of Consistent Cyclic Search With Read-Copy Update and Parallel Updates"
2389 ,institution="US Patent and Trademark Office"
2390 ,address="Washington, DC"
2391 ,year="2011"
2392 ,number="US Patent 7,953,778"
2393 ,month="May"
2394 ,pages="34"
2395 ,annotation="
2396         Maintains an array of generation numbers to track in-flight
2397         updates and keeps an additional level of indirection to allow
2398         readers to confine themselves to the desired snapshot of the
2399         data structure.
2403 @inproceedings{Triplett:2011:RPHash
2404 ,author = {Triplett, Josh and McKenney, Paul E. and Walpole, Jonathan}
2405 ,title = {Resizable, Scalable, Concurrent Hash Tables via Relativistic Programming}
2406 ,booktitle = {Proceedings of the 2011 USENIX Annual Technical Conference}
2407 ,month = {June}
2408 ,year = {2011}
2409 ,pages = {145--158}
2410 ,numpages = {14}
2411 ,url={http://www.usenix.org/event/atc11/tech/final_files/atc11_proceedings.pdf}
2412 ,publisher = {The USENIX Association}
2413 ,address = {Portland, OR USA}
2416 @unpublished{PaulEMcKenney2011RCU3.0trainwreck
2417 ,Author="Paul E. McKenney"
2418 ,Title="3.0 and {RCU:} what went wrong"
2419 ,month="July"
2420 ,day="27"
2421 ,year="2011"
2422 ,note="Available:
2423 \url{http://lwn.net/Articles/453002/}
2424 [Viewed July 27, 2011]"
2425 ,annotation="
2426         Analysis of the RCU trainwreck in Linux kernel 3.0.
2430 @unpublished{NeilBrown2011MeetTheLockers
2431 ,Author="Neil Brown"
2432 ,Title="Meet the Lockers"
2433 ,month="August"
2434 ,day="3"
2435 ,year="2011"
2436 ,note="Available:
2437 \url{http://lwn.net/Articles/453685/}
2438 [Viewed September 2, 2011]"
2439 ,annotation="
2440         The Locker family as an analogy for locking, reference counting,
2441         RCU, and seqlock.
2445 @article{MathieuDesnoyers2012URCU
2446 ,Author="Mathieu Desnoyers and Paul E. McKenney and Alan Stern and Michel R. Dagenais and Jonathan Walpole"
2447 ,Title="User-Level Implementations of Read-Copy Update"
2448 ,journal="IEEE Transactions on Parallel and Distributed Systems"
2449 ,volume={23}
2450 ,year="2012"
2451 ,issn="1045-9219"
2452 ,pages="375-382"
2453 ,doi="http://doi.ieeecomputersociety.org/10.1109/TPDS.2011.159"
2454 ,publisher="IEEE Computer Society"
2455 ,address="Los Alamitos, CA, USA"
2456 ,annotation={
2457         RCU overview, desiderata, semi-formal semantics, user-level RCU
2458         usage scenarios, three classes of RCU implementation, wait-free
2459         RCU updates, RCU grace-period batching, update overhead,
2460         http://www.rdrop.com/users/paulmck/RCU/urcu-main-accepted.2011.08.30a.pdf
2461         http://www.rdrop.com/users/paulmck/RCU/urcu-supp-accepted.2011.08.30a.pdf