1 Review Checklist for RCU Patches
4 This document contains a checklist for producing and reviewing patches
5 that make use of RCU. Violating any of the rules listed below will
6 result in the same sorts of problems that leaving out a locking primitive
7 would cause. This list is based on experiences reviewing such patches
8 over a rather long period of time, but improvements are always welcome!
10 0. Is RCU being applied to a read-mostly situation? If the data
11 structure is updated more than about 10% of the time, then you
12 should strongly consider some other approach, unless detailed
13 performance measurements show that RCU is nonetheless the right
14 tool for the job. Yes, RCU does reduce read-side overhead by
15 increasing write-side overhead, which is exactly why normal uses
16 of RCU will do much more reading than updating.
18 Another exception is where performance is not an issue, and RCU
19 provides a simpler implementation. An example of this situation
20 is the dynamic NMI code in the Linux 2.6 kernel, at least on
21 architectures where NMIs are rare.
23 Yet another exception is where the low real-time latency of RCU's
24 read-side primitives is critically important.
26 One final exception is where RCU readers are used to prevent
27 the ABA problem (https://en.wikipedia.org/wiki/ABA_problem)
28 for lockless updates. This does result in the mildly
29 counter-intuitive situation where rcu_read_lock() and
30 rcu_read_unlock() are used to protect updates, however, this
31 approach provides the same potential simplifications that garbage
34 1. Does the update code have proper mutual exclusion?
36 RCU does allow -readers- to run (almost) naked, but -writers- must
37 still use some sort of mutual exclusion, such as:
40 b. atomic operations, or
41 c. restricting updates to a single task.
43 If you choose #b, be prepared to describe how you have handled
44 memory barriers on weakly ordered machines (pretty much all of
45 them -- even x86 allows later loads to be reordered to precede
46 earlier stores), and be prepared to explain why this added
47 complexity is worthwhile. If you choose #c, be prepared to
48 explain how this single task does not become a major bottleneck on
49 big multiprocessor machines (for example, if the task is updating
50 information relating to itself that other tasks can read, there
51 by definition can be no bottleneck). Note that the definition
52 of "large" has changed significantly: Eight CPUs was "large"
53 in the year 2000, but a hundred CPUs was unremarkable in 2017.
55 2. Do the RCU read-side critical sections make proper use of
56 rcu_read_lock() and friends? These primitives are needed
57 to prevent grace periods from ending prematurely, which
58 could result in data being unceremoniously freed out from
59 under your read-side code, which can greatly increase the
60 actuarial risk of your kernel.
62 As a rough rule of thumb, any dereference of an RCU-protected
63 pointer must be covered by rcu_read_lock(), rcu_read_lock_bh(),
64 rcu_read_lock_sched(), or by the appropriate update-side lock.
65 Disabling of preemption can serve as rcu_read_lock_sched(), but
66 is less readable and prevents lockdep from detecting locking issues.
68 Letting RCU-protected pointers "leak" out of an RCU read-side
69 critical section is every bid as bad as letting them leak out
70 from under a lock. Unless, of course, you have arranged some
71 other means of protection, such as a lock or a reference count
72 -before- letting them out of the RCU read-side critical section.
74 3. Does the update code tolerate concurrent accesses?
76 The whole point of RCU is to permit readers to run without
77 any locks or atomic operations. This means that readers will
78 be running while updates are in progress. There are a number
79 of ways to handle this concurrency, depending on the situation:
81 a. Use the RCU variants of the list and hlist update
82 primitives to add, remove, and replace elements on
83 an RCU-protected list. Alternatively, use the other
84 RCU-protected data structures that have been added to
87 This is almost always the best approach.
89 b. Proceed as in (a) above, but also maintain per-element
90 locks (that are acquired by both readers and writers)
91 that guard per-element state. Of course, fields that
92 the readers refrain from accessing can be guarded by
93 some other lock acquired only by updaters, if desired.
95 This works quite well, also.
97 c. Make updates appear atomic to readers. For example,
98 pointer updates to properly aligned fields will
99 appear atomic, as will individual atomic primitives.
100 Sequences of operations performed under a lock will -not-
101 appear to be atomic to RCU readers, nor will sequences
102 of multiple atomic primitives.
104 This can work, but is starting to get a bit tricky.
106 d. Carefully order the updates and the reads so that
107 readers see valid data at all phases of the update.
108 This is often more difficult than it sounds, especially
109 given modern CPUs' tendency to reorder memory references.
110 One must usually liberally sprinkle memory barriers
111 (smp_wmb(), smp_rmb(), smp_mb()) through the code,
112 making it difficult to understand and to test.
114 It is usually better to group the changing data into
115 a separate structure, so that the change may be made
116 to appear atomic by updating a pointer to reference
117 a new structure containing updated values.
119 4. Weakly ordered CPUs pose special challenges. Almost all CPUs
120 are weakly ordered -- even x86 CPUs allow later loads to be
121 reordered to precede earlier stores. RCU code must take all of
122 the following measures to prevent memory-corruption problems:
124 a. Readers must maintain proper ordering of their memory
125 accesses. The rcu_dereference() primitive ensures that
126 the CPU picks up the pointer before it picks up the data
127 that the pointer points to. This really is necessary
128 on Alpha CPUs. If you don't believe me, see:
130 http://www.openvms.compaq.com/wizard/wiz_2637.html
132 The rcu_dereference() primitive is also an excellent
133 documentation aid, letting the person reading the
134 code know exactly which pointers are protected by RCU.
135 Please note that compilers can also reorder code, and
136 they are becoming increasingly aggressive about doing
137 just that. The rcu_dereference() primitive therefore also
138 prevents destructive compiler optimizations. However,
139 with a bit of devious creativity, it is possible to
140 mishandle the return value from rcu_dereference().
141 Please see rcu_dereference.txt in this directory for
144 The rcu_dereference() primitive is used by the
145 various "_rcu()" list-traversal primitives, such
146 as the list_for_each_entry_rcu(). Note that it is
147 perfectly legal (if redundant) for update-side code to
148 use rcu_dereference() and the "_rcu()" list-traversal
149 primitives. This is particularly useful in code that
150 is common to readers and updaters. However, lockdep
151 will complain if you access rcu_dereference() outside
152 of an RCU read-side critical section. See lockdep.txt
153 to learn what to do about this.
155 Of course, neither rcu_dereference() nor the "_rcu()"
156 list-traversal primitives can substitute for a good
157 concurrency design coordinating among multiple updaters.
159 b. If the list macros are being used, the list_add_tail_rcu()
160 and list_add_rcu() primitives must be used in order
161 to prevent weakly ordered machines from misordering
162 structure initialization and pointer planting.
163 Similarly, if the hlist macros are being used, the
164 hlist_add_head_rcu() primitive is required.
166 c. If the list macros are being used, the list_del_rcu()
167 primitive must be used to keep list_del()'s pointer
168 poisoning from inflicting toxic effects on concurrent
169 readers. Similarly, if the hlist macros are being used,
170 the hlist_del_rcu() primitive is required.
172 The list_replace_rcu() and hlist_replace_rcu() primitives
173 may be used to replace an old structure with a new one
174 in their respective types of RCU-protected lists.
176 d. Rules similar to (4b) and (4c) apply to the "hlist_nulls"
177 type of RCU-protected linked lists.
179 e. Updates must ensure that initialization of a given
180 structure happens before pointers to that structure are
181 publicized. Use the rcu_assign_pointer() primitive
182 when publicizing a pointer to a structure that can
183 be traversed by an RCU read-side critical section.
185 5. If call_rcu() or call_srcu() is used, the callback function will
186 be called from softirq context. In particular, it cannot block.
188 6. Since synchronize_rcu() can block, it cannot be called
189 from any sort of irq context. The same rule applies
190 for synchronize_srcu(), synchronize_rcu_expedited(), and
191 synchronize_srcu_expedited().
193 The expedited forms of these primitives have the same semantics
194 as the non-expedited forms, but expediting is both expensive and
195 (with the exception of synchronize_srcu_expedited()) unfriendly
196 to real-time workloads. Use of the expedited primitives should
197 be restricted to rare configuration-change operations that would
198 not normally be undertaken while a real-time workload is running.
199 However, real-time workloads can use rcupdate.rcu_normal kernel
200 boot parameter to completely disable expedited grace periods,
201 though this might have performance implications.
203 In particular, if you find yourself invoking one of the expedited
204 primitives repeatedly in a loop, please do everyone a favor:
205 Restructure your code so that it batches the updates, allowing
206 a single non-expedited primitive to cover the entire batch.
207 This will very likely be faster than the loop containing the
208 expedited primitive, and will be much much easier on the rest
209 of the system, especially to real-time workloads running on
210 the rest of the system.
212 7. As of v4.20, a given kernel implements only one RCU flavor,
213 which is RCU-sched for PREEMPT=n and RCU-preempt for PREEMPT=y.
214 If the updater uses call_rcu() or synchronize_rcu(),
215 then the corresponding readers my use rcu_read_lock() and
216 rcu_read_unlock(), rcu_read_lock_bh() and rcu_read_unlock_bh(),
217 or any pair of primitives that disables and re-enables preemption,
218 for example, rcu_read_lock_sched() and rcu_read_unlock_sched().
219 If the updater uses synchronize_srcu() or call_srcu(),
220 then the corresponding readers must use srcu_read_lock() and
221 srcu_read_unlock(), and with the same srcu_struct. The rules for
222 the expedited primitives are the same as for their non-expedited
223 counterparts. Mixing things up will result in confusion and
224 broken kernels, and has even resulted in an exploitable security
227 One exception to this rule: rcu_read_lock() and rcu_read_unlock()
228 may be substituted for rcu_read_lock_bh() and rcu_read_unlock_bh()
229 in cases where local bottom halves are already known to be
230 disabled, for example, in irq or softirq context. Commenting
231 such cases is a must, of course! And the jury is still out on
232 whether the increased speed is worth it.
234 8. Although synchronize_rcu() is slower than is call_rcu(), it
235 usually results in simpler code. So, unless update performance is
236 critically important, the updaters cannot block, or the latency of
237 synchronize_rcu() is visible from userspace, synchronize_rcu()
238 should be used in preference to call_rcu(). Furthermore,
239 kfree_rcu() usually results in even simpler code than does
240 synchronize_rcu() without synchronize_rcu()'s multi-millisecond
241 latency. So please take advantage of kfree_rcu()'s "fire and
242 forget" memory-freeing capabilities where it applies.
244 An especially important property of the synchronize_rcu()
245 primitive is that it automatically self-limits: if grace periods
246 are delayed for whatever reason, then the synchronize_rcu()
247 primitive will correspondingly delay updates. In contrast,
248 code using call_rcu() should explicitly limit update rate in
249 cases where grace periods are delayed, as failing to do so can
250 result in excessive realtime latencies or even OOM conditions.
252 Ways of gaining this self-limiting property when using call_rcu()
255 a. Keeping a count of the number of data-structure elements
256 used by the RCU-protected data structure, including
257 those waiting for a grace period to elapse. Enforce a
258 limit on this number, stalling updates as needed to allow
259 previously deferred frees to complete. Alternatively,
260 limit only the number awaiting deferred free rather than
261 the total number of elements.
263 One way to stall the updates is to acquire the update-side
264 mutex. (Don't try this with a spinlock -- other CPUs
265 spinning on the lock could prevent the grace period
266 from ever ending.) Another way to stall the updates
267 is for the updates to use a wrapper function around
268 the memory allocator, so that this wrapper function
269 simulates OOM when there is too much memory awaiting an
270 RCU grace period. There are of course many other
271 variations on this theme.
273 b. Limiting update rate. For example, if updates occur only
274 once per hour, then no explicit rate limiting is
275 required, unless your system is already badly broken.
276 Older versions of the dcache subsystem take this approach,
277 guarding updates with a global lock, limiting their rate.
279 c. Trusted update -- if updates can only be done manually by
280 superuser or some other trusted user, then it might not
281 be necessary to automatically limit them. The theory
282 here is that superuser already has lots of ways to crash
285 d. Periodically invoke synchronize_rcu(), permitting a limited
286 number of updates per grace period.
288 The same cautions apply to call_srcu() and kfree_rcu().
290 Note that although these primitives do take action to avoid memory
291 exhaustion when any given CPU has too many callbacks, a determined
292 user could still exhaust memory. This is especially the case
293 if a system with a large number of CPUs has been configured to
294 offload all of its RCU callbacks onto a single CPU, or if the
295 system has relatively little free memory.
297 9. All RCU list-traversal primitives, which include
298 rcu_dereference(), list_for_each_entry_rcu(), and
299 list_for_each_safe_rcu(), must be either within an RCU read-side
300 critical section or must be protected by appropriate update-side
301 locks. RCU read-side critical sections are delimited by
302 rcu_read_lock() and rcu_read_unlock(), or by similar primitives
303 such as rcu_read_lock_bh() and rcu_read_unlock_bh(), in which
304 case the matching rcu_dereference() primitive must be used in
305 order to keep lockdep happy, in this case, rcu_dereference_bh().
307 The reason that it is permissible to use RCU list-traversal
308 primitives when the update-side lock is held is that doing so
309 can be quite helpful in reducing code bloat when common code is
310 shared between readers and updaters. Additional primitives
311 are provided for this case, as discussed in lockdep.txt.
313 10. Conversely, if you are in an RCU read-side critical section,
314 and you don't hold the appropriate update-side lock, you -must-
315 use the "_rcu()" variants of the list macros. Failing to do so
316 will break Alpha, cause aggressive compilers to generate bad code,
317 and confuse people trying to read your code.
319 11. Any lock acquired by an RCU callback must be acquired elsewhere
320 with softirq disabled, e.g., via spin_lock_irqsave(),
321 spin_lock_bh(), etc. Failing to disable softirq on a given
322 acquisition of that lock will result in deadlock as soon as
323 the RCU softirq handler happens to run your RCU callback while
324 interrupting that acquisition's critical section.
326 12. RCU callbacks can be and are executed in parallel. In many cases,
327 the callback code simply wrappers around kfree(), so that this
328 is not an issue (or, more accurately, to the extent that it is
329 an issue, the memory-allocator locking handles it). However,
330 if the callbacks do manipulate a shared data structure, they
331 must use whatever locking or other synchronization is required
332 to safely access and/or modify that data structure.
334 Do not assume that RCU callbacks will be executed on the same
335 CPU that executed the corresponding call_rcu() or call_srcu().
336 For example, if a given CPU goes offline while having an RCU
337 callback pending, then that RCU callback will execute on some
338 surviving CPU. (If this was not the case, a self-spawning RCU
339 callback would prevent the victim CPU from ever going offline.)
340 Furthermore, CPUs designated by rcu_nocbs= might well -always-
341 have their RCU callbacks executed on some other CPUs, in fact,
342 for some real-time workloads, this is the whole point of using
343 the rcu_nocbs= kernel boot parameter.
345 13. Unlike other forms of RCU, it -is- permissible to block in an
346 SRCU read-side critical section (demarked by srcu_read_lock()
347 and srcu_read_unlock()), hence the "SRCU": "sleepable RCU".
348 Please note that if you don't need to sleep in read-side critical
349 sections, you should be using RCU rather than SRCU, because RCU
350 is almost always faster and easier to use than is SRCU.
352 Also unlike other forms of RCU, explicit initialization and
353 cleanup is required either at build time via DEFINE_SRCU()
354 or DEFINE_STATIC_SRCU() or at runtime via init_srcu_struct()
355 and cleanup_srcu_struct(). These last two are passed a
356 "struct srcu_struct" that defines the scope of a given
357 SRCU domain. Once initialized, the srcu_struct is passed
358 to srcu_read_lock(), srcu_read_unlock() synchronize_srcu(),
359 synchronize_srcu_expedited(), and call_srcu(). A given
360 synchronize_srcu() waits only for SRCU read-side critical
361 sections governed by srcu_read_lock() and srcu_read_unlock()
362 calls that have been passed the same srcu_struct. This property
363 is what makes sleeping read-side critical sections tolerable --
364 a given subsystem delays only its own updates, not those of other
365 subsystems using SRCU. Therefore, SRCU is less prone to OOM the
366 system than RCU would be if RCU's read-side critical sections
367 were permitted to sleep.
369 The ability to sleep in read-side critical sections does not
370 come for free. First, corresponding srcu_read_lock() and
371 srcu_read_unlock() calls must be passed the same srcu_struct.
372 Second, grace-period-detection overhead is amortized only
373 over those updates sharing a given srcu_struct, rather than
374 being globally amortized as they are for other forms of RCU.
375 Therefore, SRCU should be used in preference to rw_semaphore
376 only in extremely read-intensive situations, or in situations
377 requiring SRCU's read-side deadlock immunity or low read-side
378 realtime latency. You should also consider percpu_rw_semaphore
379 when you need lightweight readers.
381 SRCU's expedited primitive (synchronize_srcu_expedited())
382 never sends IPIs to other CPUs, so it is easier on
383 real-time workloads than is synchronize_rcu_expedited().
385 Note that rcu_assign_pointer() relates to SRCU just as it does to
386 other forms of RCU, but instead of rcu_dereference() you should
387 use srcu_dereference() in order to avoid lockdep splats.
389 14. The whole point of call_rcu(), synchronize_rcu(), and friends
390 is to wait until all pre-existing readers have finished before
391 carrying out some otherwise-destructive operation. It is
392 therefore critically important to -first- remove any path
393 that readers can follow that could be affected by the
394 destructive operation, and -only- -then- invoke call_rcu(),
395 synchronize_rcu(), or friends.
397 Because these primitives only wait for pre-existing readers, it
398 is the caller's responsibility to guarantee that any subsequent
399 readers will execute safely.
401 15. The various RCU read-side primitives do -not- necessarily contain
402 memory barriers. You should therefore plan for the CPU
403 and the compiler to freely reorder code into and out of RCU
404 read-side critical sections. It is the responsibility of the
405 RCU update-side primitives to deal with this.
407 For SRCU readers, you can use smp_mb__after_srcu_read_unlock()
408 immediately after an srcu_read_unlock() to get a full barrier.
410 16. Use CONFIG_PROVE_LOCKING, CONFIG_DEBUG_OBJECTS_RCU_HEAD, and the
411 __rcu sparse checks to validate your RCU code. These can help
412 find problems as follows:
414 CONFIG_PROVE_LOCKING: check that accesses to RCU-protected data
415 structures are carried out under the proper RCU
416 read-side critical section, while holding the right
417 combination of locks, or whatever other conditions
420 CONFIG_DEBUG_OBJECTS_RCU_HEAD: check that you don't pass the
421 same object to call_rcu() (or friends) before an RCU
422 grace period has elapsed since the last time that you
423 passed that same object to call_rcu() (or friends).
425 __rcu sparse checks: tag the pointer to the RCU-protected data
426 structure with __rcu, and sparse will warn you if you
427 access that pointer without the services of one of the
428 variants of rcu_dereference().
430 These debugging aids can help you find problems that are
431 otherwise extremely difficult to spot.
433 17. If you register a callback using call_rcu() or call_srcu(), and
434 pass in a function defined within a loadable module, then it in
435 necessary to wait for all pending callbacks to be invoked after
436 the last invocation and before unloading that module. Note that
437 it is absolutely -not- sufficient to wait for a grace period!
438 The current (say) synchronize_rcu() implementation is -not-
439 guaranteed to wait for callbacks registered on other CPUs.
440 Or even on the current CPU if that CPU recently went offline
441 and came back online.
443 You instead need to use one of the barrier functions:
445 o call_rcu() -> rcu_barrier()
446 o call_srcu() -> srcu_barrier()
448 However, these barrier functions are absolutely -not- guaranteed
449 to wait for a grace period. In fact, if there are no call_rcu()
450 callbacks waiting anywhere in the system, rcu_barrier() is within
451 its rights to return immediately.
453 So if you need to wait for both an RCU grace period and for
454 all pre-existing call_rcu() callbacks, you will need to execute
455 both rcu_barrier() and synchronize_rcu(), if necessary, using
456 something like workqueues to to execute them concurrently.
458 See rcubarrier.txt for more information.