1 Review Checklist for RCU Patches
4 This document contains a checklist for producing and reviewing patches
5 that make use of RCU. Violating any of the rules listed below will
6 result in the same sorts of problems that leaving out a locking primitive
7 would cause. This list is based on experiences reviewing such patches
8 over a rather long period of time, but improvements are always welcome!
10 0. Is RCU being applied to a read-mostly situation? If the data
11 structure is updated more than about 10% of the time, then you
12 should strongly consider some other approach, unless detailed
13 performance measurements show that RCU is nonetheless the right
14 tool for the job. Yes, RCU does reduce read-side overhead by
15 increasing write-side overhead, which is exactly why normal uses
16 of RCU will do much more reading than updating.
18 Another exception is where performance is not an issue, and RCU
19 provides a simpler implementation. An example of this situation
20 is the dynamic NMI code in the Linux 2.6 kernel, at least on
21 architectures where NMIs are rare.
23 Yet another exception is where the low real-time latency of RCU's
24 read-side primitives is critically important.
26 1. Does the update code have proper mutual exclusion?
28 RCU does allow -readers- to run (almost) naked, but -writers- must
29 still use some sort of mutual exclusion, such as:
32 b. atomic operations, or
33 c. restricting updates to a single task.
35 If you choose #b, be prepared to describe how you have handled
36 memory barriers on weakly ordered machines (pretty much all of
37 them -- even x86 allows later loads to be reordered to precede
38 earlier stores), and be prepared to explain why this added
39 complexity is worthwhile. If you choose #c, be prepared to
40 explain how this single task does not become a major bottleneck on
41 big multiprocessor machines (for example, if the task is updating
42 information relating to itself that other tasks can read, there
43 by definition can be no bottleneck).
45 2. Do the RCU read-side critical sections make proper use of
46 rcu_read_lock() and friends? These primitives are needed
47 to prevent grace periods from ending prematurely, which
48 could result in data being unceremoniously freed out from
49 under your read-side code, which can greatly increase the
50 actuarial risk of your kernel.
52 As a rough rule of thumb, any dereference of an RCU-protected
53 pointer must be covered by rcu_read_lock(), rcu_read_lock_bh(),
54 rcu_read_lock_sched(), or by the appropriate update-side lock.
55 Disabling of preemption can serve as rcu_read_lock_sched(), but
58 3. Does the update code tolerate concurrent accesses?
60 The whole point of RCU is to permit readers to run without
61 any locks or atomic operations. This means that readers will
62 be running while updates are in progress. There are a number
63 of ways to handle this concurrency, depending on the situation:
65 a. Use the RCU variants of the list and hlist update
66 primitives to add, remove, and replace elements on
67 an RCU-protected list. Alternatively, use the other
68 RCU-protected data structures that have been added to
71 This is almost always the best approach.
73 b. Proceed as in (a) above, but also maintain per-element
74 locks (that are acquired by both readers and writers)
75 that guard per-element state. Of course, fields that
76 the readers refrain from accessing can be guarded by
77 some other lock acquired only by updaters, if desired.
79 This works quite well, also.
81 c. Make updates appear atomic to readers. For example,
82 pointer updates to properly aligned fields will
83 appear atomic, as will individual atomic primitives.
84 Sequences of perations performed under a lock will -not-
85 appear to be atomic to RCU readers, nor will sequences
86 of multiple atomic primitives.
88 This can work, but is starting to get a bit tricky.
90 d. Carefully order the updates and the reads so that
91 readers see valid data at all phases of the update.
92 This is often more difficult than it sounds, especially
93 given modern CPUs' tendency to reorder memory references.
94 One must usually liberally sprinkle memory barriers
95 (smp_wmb(), smp_rmb(), smp_mb()) through the code,
96 making it difficult to understand and to test.
98 It is usually better to group the changing data into
99 a separate structure, so that the change may be made
100 to appear atomic by updating a pointer to reference
101 a new structure containing updated values.
103 4. Weakly ordered CPUs pose special challenges. Almost all CPUs
104 are weakly ordered -- even x86 CPUs allow later loads to be
105 reordered to precede earlier stores. RCU code must take all of
106 the following measures to prevent memory-corruption problems:
108 a. Readers must maintain proper ordering of their memory
109 accesses. The rcu_dereference() primitive ensures that
110 the CPU picks up the pointer before it picks up the data
111 that the pointer points to. This really is necessary
112 on Alpha CPUs. If you don't believe me, see:
114 http://www.openvms.compaq.com/wizard/wiz_2637.html
116 The rcu_dereference() primitive is also an excellent
117 documentation aid, letting the person reading the
118 code know exactly which pointers are protected by RCU.
119 Please note that compilers can also reorder code, and
120 they are becoming increasingly aggressive about doing
121 just that. The rcu_dereference() primitive therefore also
122 prevents destructive compiler optimizations. However,
123 with a bit of devious creativity, it is possible to
124 mishandle the return value from rcu_dereference().
125 Please see rcu_dereference.txt in this directory for
128 The rcu_dereference() primitive is used by the
129 various "_rcu()" list-traversal primitives, such
130 as the list_for_each_entry_rcu(). Note that it is
131 perfectly legal (if redundant) for update-side code to
132 use rcu_dereference() and the "_rcu()" list-traversal
133 primitives. This is particularly useful in code that
134 is common to readers and updaters. However, lockdep
135 will complain if you access rcu_dereference() outside
136 of an RCU read-side critical section. See lockdep.txt
137 to learn what to do about this.
139 Of course, neither rcu_dereference() nor the "_rcu()"
140 list-traversal primitives can substitute for a good
141 concurrency design coordinating among multiple updaters.
143 b. If the list macros are being used, the list_add_tail_rcu()
144 and list_add_rcu() primitives must be used in order
145 to prevent weakly ordered machines from misordering
146 structure initialization and pointer planting.
147 Similarly, if the hlist macros are being used, the
148 hlist_add_head_rcu() primitive is required.
150 c. If the list macros are being used, the list_del_rcu()
151 primitive must be used to keep list_del()'s pointer
152 poisoning from inflicting toxic effects on concurrent
153 readers. Similarly, if the hlist macros are being used,
154 the hlist_del_rcu() primitive is required.
156 The list_replace_rcu() and hlist_replace_rcu() primitives
157 may be used to replace an old structure with a new one
158 in their respective types of RCU-protected lists.
160 d. Rules similar to (4b) and (4c) apply to the "hlist_nulls"
161 type of RCU-protected linked lists.
163 e. Updates must ensure that initialization of a given
164 structure happens before pointers to that structure are
165 publicized. Use the rcu_assign_pointer() primitive
166 when publicizing a pointer to a structure that can
167 be traversed by an RCU read-side critical section.
169 5. If call_rcu(), or a related primitive such as call_rcu_bh(),
170 call_rcu_sched(), or call_srcu() is used, the callback function
171 must be written to be called from softirq context. In particular,
174 6. Since synchronize_rcu() can block, it cannot be called from
175 any sort of irq context. The same rule applies for
176 synchronize_rcu_bh(), synchronize_sched(), synchronize_srcu(),
177 synchronize_rcu_expedited(), synchronize_rcu_bh_expedited(),
178 synchronize_sched_expedite(), and synchronize_srcu_expedited().
180 The expedited forms of these primitives have the same semantics
181 as the non-expedited forms, but expediting is both expensive
182 and unfriendly to real-time workloads. Use of the expedited
183 primitives should be restricted to rare configuration-change
184 operations that would not normally be undertaken while a real-time
187 In particular, if you find yourself invoking one of the expedited
188 primitives repeatedly in a loop, please do everyone a favor:
189 Restructure your code so that it batches the updates, allowing
190 a single non-expedited primitive to cover the entire batch.
191 This will very likely be faster than the loop containing the
192 expedited primitive, and will be much much easier on the rest
193 of the system, especially to real-time workloads running on
194 the rest of the system.
196 In addition, it is illegal to call the expedited forms from
197 a CPU-hotplug notifier, or while holding a lock that is acquired
198 by a CPU-hotplug notifier. Failing to observe this restriction
199 will result in deadlock.
201 7. If the updater uses call_rcu() or synchronize_rcu(), then the
202 corresponding readers must use rcu_read_lock() and
203 rcu_read_unlock(). If the updater uses call_rcu_bh() or
204 synchronize_rcu_bh(), then the corresponding readers must
205 use rcu_read_lock_bh() and rcu_read_unlock_bh(). If the
206 updater uses call_rcu_sched() or synchronize_sched(), then
207 the corresponding readers must disable preemption, possibly
208 by calling rcu_read_lock_sched() and rcu_read_unlock_sched().
209 If the updater uses synchronize_srcu() or call_srcu(), then
210 the corresponding readers must use srcu_read_lock() and
211 srcu_read_unlock(), and with the same srcu_struct. The rules for
212 the expedited primitives are the same as for their non-expedited
213 counterparts. Mixing things up will result in confusion and
216 One exception to this rule: rcu_read_lock() and rcu_read_unlock()
217 may be substituted for rcu_read_lock_bh() and rcu_read_unlock_bh()
218 in cases where local bottom halves are already known to be
219 disabled, for example, in irq or softirq context. Commenting
220 such cases is a must, of course! And the jury is still out on
221 whether the increased speed is worth it.
223 8. Although synchronize_rcu() is slower than is call_rcu(), it
224 usually results in simpler code. So, unless update performance is
225 critically important, the updaters cannot block, or the latency of
226 synchronize_rcu() is visible from userspace, synchronize_rcu()
227 should be used in preference to call_rcu(). Furthermore,
228 kfree_rcu() usually results in even simpler code than does
229 synchronize_rcu() without synchronize_rcu()'s multi-millisecond
230 latency. So please take advantage of kfree_rcu()'s "fire and
231 forget" memory-freeing capabilities where it applies.
233 An especially important property of the synchronize_rcu()
234 primitive is that it automatically self-limits: if grace periods
235 are delayed for whatever reason, then the synchronize_rcu()
236 primitive will correspondingly delay updates. In contrast,
237 code using call_rcu() should explicitly limit update rate in
238 cases where grace periods are delayed, as failing to do so can
239 result in excessive realtime latencies or even OOM conditions.
241 Ways of gaining this self-limiting property when using call_rcu()
244 a. Keeping a count of the number of data-structure elements
245 used by the RCU-protected data structure, including
246 those waiting for a grace period to elapse. Enforce a
247 limit on this number, stalling updates as needed to allow
248 previously deferred frees to complete. Alternatively,
249 limit only the number awaiting deferred free rather than
250 the total number of elements.
252 One way to stall the updates is to acquire the update-side
253 mutex. (Don't try this with a spinlock -- other CPUs
254 spinning on the lock could prevent the grace period
255 from ever ending.) Another way to stall the updates
256 is for the updates to use a wrapper function around
257 the memory allocator, so that this wrapper function
258 simulates OOM when there is too much memory awaiting an
259 RCU grace period. There are of course many other
260 variations on this theme.
262 b. Limiting update rate. For example, if updates occur only
263 once per hour, then no explicit rate limiting is
264 required, unless your system is already badly broken.
265 Older versions of the dcache subsystem take this approach,
266 guarding updates with a global lock, limiting their rate.
268 c. Trusted update -- if updates can only be done manually by
269 superuser or some other trusted user, then it might not
270 be necessary to automatically limit them. The theory
271 here is that superuser already has lots of ways to crash
274 d. Use call_rcu_bh() rather than call_rcu(), in order to take
275 advantage of call_rcu_bh()'s faster grace periods. (This
276 is only a partial solution, though.)
278 e. Periodically invoke synchronize_rcu(), permitting a limited
279 number of updates per grace period.
281 The same cautions apply to call_rcu_bh(), call_rcu_sched(),
282 call_srcu(), and kfree_rcu().
284 Note that although these primitives do take action to avoid memory
285 exhaustion when any given CPU has too many callbacks, a determined
286 user could still exhaust memory. This is especially the case
287 if a system with a large number of CPUs has been configured to
288 offload all of its RCU callbacks onto a single CPU, or if the
289 system has relatively little free memory.
291 9. All RCU list-traversal primitives, which include
292 rcu_dereference(), list_for_each_entry_rcu(), and
293 list_for_each_safe_rcu(), must be either within an RCU read-side
294 critical section or must be protected by appropriate update-side
295 locks. RCU read-side critical sections are delimited by
296 rcu_read_lock() and rcu_read_unlock(), or by similar primitives
297 such as rcu_read_lock_bh() and rcu_read_unlock_bh(), in which
298 case the matching rcu_dereference() primitive must be used in
299 order to keep lockdep happy, in this case, rcu_dereference_bh().
301 The reason that it is permissible to use RCU list-traversal
302 primitives when the update-side lock is held is that doing so
303 can be quite helpful in reducing code bloat when common code is
304 shared between readers and updaters. Additional primitives
305 are provided for this case, as discussed in lockdep.txt.
307 10. Conversely, if you are in an RCU read-side critical section,
308 and you don't hold the appropriate update-side lock, you -must-
309 use the "_rcu()" variants of the list macros. Failing to do so
310 will break Alpha, cause aggressive compilers to generate bad code,
311 and confuse people trying to read your code.
313 11. Note that synchronize_rcu() -only- guarantees to wait until
314 all currently executing rcu_read_lock()-protected RCU read-side
315 critical sections complete. It does -not- necessarily guarantee
316 that all currently running interrupts, NMIs, preempt_disable()
317 code, or idle loops will complete. Therefore, if your
318 read-side critical sections are protected by something other
319 than rcu_read_lock(), do -not- use synchronize_rcu().
321 Similarly, disabling preemption is not an acceptable substitute
322 for rcu_read_lock(). Code that attempts to use preemption
323 disabling where it should be using rcu_read_lock() will break
324 in real-time kernel builds.
326 If you want to wait for interrupt handlers, NMI handlers, and
327 code under the influence of preempt_disable(), you instead
328 need to use synchronize_irq() or synchronize_sched().
330 This same limitation also applies to synchronize_rcu_bh()
331 and synchronize_srcu(), as well as to the asynchronous and
332 expedited forms of the three primitives, namely call_rcu(),
333 call_rcu_bh(), call_srcu(), synchronize_rcu_expedited(),
334 synchronize_rcu_bh_expedited(), and synchronize_srcu_expedited().
336 12. Any lock acquired by an RCU callback must be acquired elsewhere
337 with softirq disabled, e.g., via spin_lock_irqsave(),
338 spin_lock_bh(), etc. Failing to disable irq on a given
339 acquisition of that lock will result in deadlock as soon as
340 the RCU softirq handler happens to run your RCU callback while
341 interrupting that acquisition's critical section.
343 13. RCU callbacks can be and are executed in parallel. In many cases,
344 the callback code simply wrappers around kfree(), so that this
345 is not an issue (or, more accurately, to the extent that it is
346 an issue, the memory-allocator locking handles it). However,
347 if the callbacks do manipulate a shared data structure, they
348 must use whatever locking or other synchronization is required
349 to safely access and/or modify that data structure.
351 RCU callbacks are -usually- executed on the same CPU that executed
352 the corresponding call_rcu(), call_rcu_bh(), or call_rcu_sched(),
353 but are by -no- means guaranteed to be. For example, if a given
354 CPU goes offline while having an RCU callback pending, then that
355 RCU callback will execute on some surviving CPU. (If this was
356 not the case, a self-spawning RCU callback would prevent the
357 victim CPU from ever going offline.)
359 14. SRCU (srcu_read_lock(), srcu_read_unlock(), srcu_dereference(),
360 synchronize_srcu(), synchronize_srcu_expedited(), and call_srcu())
361 may only be invoked from process context. Unlike other forms of
362 RCU, it -is- permissible to block in an SRCU read-side critical
363 section (demarked by srcu_read_lock() and srcu_read_unlock()),
364 hence the "SRCU": "sleepable RCU". Please note that if you
365 don't need to sleep in read-side critical sections, you should be
366 using RCU rather than SRCU, because RCU is almost always faster
367 and easier to use than is SRCU.
369 Also unlike other forms of RCU, explicit initialization
370 and cleanup is required via init_srcu_struct() and
371 cleanup_srcu_struct(). These are passed a "struct srcu_struct"
372 that defines the scope of a given SRCU domain. Once initialized,
373 the srcu_struct is passed to srcu_read_lock(), srcu_read_unlock()
374 synchronize_srcu(), synchronize_srcu_expedited(), and call_srcu().
375 A given synchronize_srcu() waits only for SRCU read-side critical
376 sections governed by srcu_read_lock() and srcu_read_unlock()
377 calls that have been passed the same srcu_struct. This property
378 is what makes sleeping read-side critical sections tolerable --
379 a given subsystem delays only its own updates, not those of other
380 subsystems using SRCU. Therefore, SRCU is less prone to OOM the
381 system than RCU would be if RCU's read-side critical sections
382 were permitted to sleep.
384 The ability to sleep in read-side critical sections does not
385 come for free. First, corresponding srcu_read_lock() and
386 srcu_read_unlock() calls must be passed the same srcu_struct.
387 Second, grace-period-detection overhead is amortized only
388 over those updates sharing a given srcu_struct, rather than
389 being globally amortized as they are for other forms of RCU.
390 Therefore, SRCU should be used in preference to rw_semaphore
391 only in extremely read-intensive situations, or in situations
392 requiring SRCU's read-side deadlock immunity or low read-side
395 Note that, rcu_assign_pointer() relates to SRCU just as it does
396 to other forms of RCU.
398 15. The whole point of call_rcu(), synchronize_rcu(), and friends
399 is to wait until all pre-existing readers have finished before
400 carrying out some otherwise-destructive operation. It is
401 therefore critically important to -first- remove any path
402 that readers can follow that could be affected by the
403 destructive operation, and -only- -then- invoke call_rcu(),
404 synchronize_rcu(), or friends.
406 Because these primitives only wait for pre-existing readers, it
407 is the caller's responsibility to guarantee that any subsequent
408 readers will execute safely.
410 16. The various RCU read-side primitives do -not- necessarily contain
411 memory barriers. You should therefore plan for the CPU
412 and the compiler to freely reorder code into and out of RCU
413 read-side critical sections. It is the responsibility of the
414 RCU update-side primitives to deal with this.
416 17. Use CONFIG_PROVE_RCU, CONFIG_DEBUG_OBJECTS_RCU_HEAD, and the
417 __rcu sparse checks (enabled by CONFIG_SPARSE_RCU_POINTER) to
418 validate your RCU code. These can help find problems as follows:
420 CONFIG_PROVE_RCU: check that accesses to RCU-protected data
421 structures are carried out under the proper RCU
422 read-side critical section, while holding the right
423 combination of locks, or whatever other conditions
426 CONFIG_DEBUG_OBJECTS_RCU_HEAD: check that you don't pass the
427 same object to call_rcu() (or friends) before an RCU
428 grace period has elapsed since the last time that you
429 passed that same object to call_rcu() (or friends).
431 __rcu sparse checks: tag the pointer to the RCU-protected data
432 structure with __rcu, and sparse will warn you if you
433 access that pointer without the services of one of the
434 variants of rcu_dereference().
436 These debugging aids can help you find problems that are
437 otherwise extremely difficult to spot.