1 IP Security Protocol Working Group (IPSEC) T. Kivinen
2 INTERNET-DRAFT SSH Communications Security
3 draft-ietf-ipsec-nat-t-ike-06.txt B. Swander
4 Expires: 28 November 2003 Microsoft
13 Negotiation of NAT-Traversal in the IKE
17 This document is a submission to the IETF IP Security Protocol
18 (IPSEC) Working Group. Comments are solicited and should be
19 addressed to the working group mailing list (ipsec@lists.tislabs.com)
22 This document is an Internet-Draft and is in full conformance
23 with all provisions of Section 10 of RFC2026.
25 Internet-Drafts are working documents of the Internet Engineering
26 Task Force (IETF), its areas, and its working groups. Note that
27 other groups may also distribute working documents as
30 Internet-Drafts are draft documents valid for a maximum of six
31 months and may be updated, replaced, or obsoleted by other
32 documents at any time. It is inappropriate to use Internet-
33 Drafts as reference material or to cite them other than as
36 The list of current Internet-Drafts can be accessed at
37 http://www.ietf.org/ietf/1id-abstracts.txt
39 The list of Internet-Draft Shadow Directories can be accessed at
40 http://www.ietf.org/shadow.html.
44 This document describes how to detect one or more network address trans-
45 lation devices (NATs) between IPsec hosts, and how to negotiate the use
46 of UDP encapsulation of the IPsec packets through the NAT boxes in
47 Internet Key Exchange (IKE).
58 T. Kivinen, et. al. [page 1]
60 INTERNET-DRAFT 28 May 2003
64 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . 2
65 2. Specification of Requirements . . . . . . . . . . . . . . . . . 2
66 3. Phase 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
67 3.1. Detecting support of Nat-Traversal . . . . . . . . . . . . . 3
68 3.2. Detecting presence of NAT . . . . . . . . . . . . . . . . . 3
69 4. Changing to the new ports . . . . . . . . . . . . . . . . . . . 5
70 5. Quick Mode . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
71 5.1. Negotiation of the NAT-Traversal encapsulation . . . . . . . 7
72 5.2. Sending the original source and destination addresses . . . 8
73 6. Initial contact notifications . . . . . . . . . . . . . . . . . 9
74 7. Recovering from the expiring NAT mappings . . . . . . . . . . . 9
75 8. Security Considerations . . . . . . . . . . . . . . . . . . . . 10
76 9. IANA Considerations . . . . . . . . . . . . . . . . . . . . . . 11
77 10. Intellectual property rights . . . . . . . . . . . . . . . . . 11
78 11. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . 12
79 12. Normative References . . . . . . . . . . . . . . . . . . . . . 12
80 13. Non-Normative References . . . . . . . . . . . . . . . . . . . 12
81 14. Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 12
87 This document is split in two parts. The first part describes what is
88 needed in the IKE phase 1 for the NAT-Traversal support. This includes
89 detecting if the other end supports NAT-Traversal, and detecting if
90 there is one or more NAT along the path from host to host.
92 The second part describes how to negotiate the use of UDP encapsulated
93 IPsec packets in the IKE Quick Mode. It also describes how to transmit
94 the original source and destination addresses to the other end if
95 needed. The original source and destination addresses are used in
96 transport mode to incrementally update the TCP/IP checksums so that they
97 will match after the NAT transform (The NAT cannot do this, because the
98 TCP/IP checksum is inside the UDP encapsulated IPsec packet).
100 The document [Hutt03] describes the details of the UDP encapsulation and
101 [Aboba03] provides background information and motivation of the NAT-
102 Traversal in general. This document in combination with [Hutt03]
103 represent an "unconditionally compliant" solution to the requirements as
104 defined by [Aboba03].
106 2. Specification of Requirements
108 This document shall use the keywords "MUST", "MUST NOT", "REQUIRED",
109 "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED, "MAY", and
110 "OPTIONAL" to describe requirements. They are to be interpreted as
111 described in [RFC-2119] document.
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121 The detection of the support for the NAT-Traversal and detection of the
122 NAT along the path happens in the IKE [RFC-2409] phase 1.
123 The NAT may change the IKE UDP source port, and recipients MUST be able
124 to process IKE packets whose source port is different than 500. There
125 are cases where the NAT does not have to change the source port:
127 o only one IPsec host behind the NAT
129 o for the first IPsec host the NAT can keep the port 500, and change
130 only specified IPsec host IP addresses
132 Recipients MUST reply back to the source address from the packet. This
133 also means that when the original responder is doing rekeying, or
134 sending notifications etc. to the original initiator it MUST send the
135 packets from the same set of port and IP numbers that was used when the
136 IKE SA was last time used (i.e the source and destination port and IP
137 numbers must be same).
139 For example, when the initiator sends a packet having source and
140 destination port 500, the NAT may change that to a packet which has
141 source port 12312 and destination port 500. The responder must be able
142 to process the packet whose source port is that 12312. It must reply
143 back with a packet whose source port is 500 and destination port 12312.
144 The NAT will then translate this packet to have source port 500 and
145 destination port 500.
147 3.1. Detecting support of Nat-Traversal
149 The NAT-Traversal capability of the remote host is determined by an
150 exchange of vendor strings; in Phase 1 two first messages, the vendor id
151 payload for this specification of NAT-Traversal (MD5 hash of "RFC XXXX"
152 - ["XXXXXXXX XXXXXXXX XXXXXXXX XXXXXXXX"]) MUST be sent if supported
153 (and it MUST be received by both sides) for the NAT-Traversal probe to
156 3.2. Detecting presence of NAT
158 The purpose of the NAT-D payload is twofold, It not only detects the
159 presence of NAT between two IKE peers, it also detects where the NAT is.
160 The location of the NAT device is important in that the keepalives need
161 to initiate from the peer "behind" the NAT.
163 To detect the NAT between the two hosts, we need to detect if the IP
164 address or the port changes along the path. This is done by sending the
165 hashes of IP address and port of both source and destination addresses
166 from each end to another. When both ends calculate those hashes and get
167 same result they know there is no NAT between. If the hashes do not
168 match, somebody translated the address or port between, meaning we need
169 to do NAT-Traversal to get IPsec packet through.
171 If the sender of the packet does not know his own IP address (in case of
172 multiple interfaces, and implementation don't know which is used to
173 route the packet out), he can include multiple local hashes to the
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180 packet (as separate NAT-D payloads). In this case the NAT is detected if
181 and only if none of the hashes match.
183 The hashes are sent as a series of NAT-D (NAT discovery) payloads. Each
184 payload contains one hash, so in case of multiple hashes, multiple NAT-D
185 payloads are sent. In normal case there is only two NAT-D payloads.
187 The NAT-D payloads are included in the third and fourth packet in the
188 main mode and second and third packet in the aggressive mode.
190 The format of the NAT-D packet is
192 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8
193 +---------------+---------------+---------------+---------------+
194 | Next Payload | RESERVED | Payload length |
195 +---------------+---------------+---------------+---------------+
196 ~ HASH of the address and port ~
197 +---------------+---------------+---------------+---------------+
199 The payload type for the NAT discovery payload is 15.
201 The HASH is calculated as follows:
203 HASH = HASH(CKY-I | CKY-R | IP | Port)
205 using the negotiated HASH algorithm. All data inside the HASH is in the
206 network byte-order. The IP is 4 octets for the IPv4 address and 16
207 octets for the IPv6 address. The port number is encoded as 2 octet
208 number in network byte-order. The first NAT-D payload contains the
209 remote ends IP address and port (i.e the destination address of the UDP
210 packet). The rest of the NAT-D payloads contain possible local end IP
211 addresses and ports (i.e all possible source addresses of the UDP
214 If there is no NAT between then the first NAT-D payload received should
215 match one of the local NAT-D payloads (i.e local NAT-D payloads this
216 host is sending out), and the one of the other NAT-D payloads must match
217 the remote ends IP address and port. If the first check fails (i.e first
218 NAT-D payload does not match any of the local IP addresses and ports),
219 then it means that there is dynamic NAT between, and this end should
220 start sending keepalives as defined in the [Hutt03].
222 The CKY-I and CKY-R are the initiator and responder cookies, and they
223 are added to the hash to make precomputation attacks for the IP address
226 An example of phase 1 exchange using NAT-Traversal in main mode
227 (authentication with signatures) is:
230 ------------ ------------
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239 HDR, KE, Ni, NAT-D, NAT-D -->
240 <-- HDR, KE, Nr, NAT-D, NAT-D
241 HDR*#, IDii, [CERT, ] SIG_I -->
242 <-- HDR*#, IDir, [ CERT, ], SIG_R
244 An example of phase 1 exchange using NAT-Traversal in aggressive mode
245 (authentication with signatures) is:
248 ------------ ------------
249 HDR, SA, KE, Ni, IDii, VID -->
250 <-- HDR, SA, KE, Nr, IDir,
251 [CERT, ], VID, NAT-D,
253 HDR*#, [CERT, ], NAT-D, NAT-D,
256 The '#' sign identifies that those packets are sent to the changed port
259 4. Changing to the new ports
261 IPsec-aware NATs can cause problems. Some NATs will not change IKE
262 source port 500 even if there are multiple clients behind the NAT. They
263 can also map IKE cookies to demultiplex traffic instead of using the
264 source port. Both of these are problematic for generic NAT transparency
265 since it is difficult for IKE to discover the capabilities of the NAT.
266 The best approach is to simply move the IKE traffic off port 500 as soon
267 as possible to avoid any IPsec-aware NAT special casing.
269 Take the common case of the initiator behind the NAT. The initiator must
270 quickly change to 4500 once the NAT has been detected to minimize the
271 window of IPsec-aware NAT problems.
273 In main mode, the initiator MUST change ports when sending the ID
274 payload if there is NAT between the hosts. The initiator MUST set both
275 UDP source and destination ports to 4500. All subsequent packets sent to
276 this peer (including informational notifications) MUST be sent on 4500.
277 In addition, the IKE data MUST be prepended with a non-ESP marker
278 allowing for demultiplexing of traffic as defined in [Hutt03].
280 Thus, the IKE packet now looks like:
282 IP UDP(4500,4500) <non-ESP marker> HDR*, IDii, [CERT, ] SIG_I
284 assuming authentication using signatures. The 4 bytes of non-ESP marker
285 is defined in the [Hutt03].
287 When the responder gets this packet he performs the usual decryption and
288 processing of the various payloads. If this is successful, he MUST
289 update local state so that all subsequent packets (including
290 informational notifications) to the peer use the new port, and possibly
291 new IP address obtained from the incoming valid packet. The port will
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298 generally be different since the NAT will map UDP(500,500) to
299 UDP(X,500), and UDP(4500,4500) to UDP(Y,4500). The IP address will
300 seldom be different from the pre-change IP address. The responder MUST
301 respond with all subsequent IKE packets to this peer using UDP(4500,Y).
303 Similarly, if the responder needs to rekey the phase 1 SA, then he MUST
304 start the negotiation using UDP(4500,Y). Any implementation that
305 supports NAT traversal, MUST support negotiations that begin on port
306 4500. If a negotiation starts on 4500, then it doesn't need to change
307 anywhere else in the exchange.
309 Once port change has occurred, if a packet is received on 500, that
310 packet is old. If the packet is an informational, it MAY be processed if
311 local policy allows. If the packet is a main mode or aggressive mode
312 packet, it SHOULD be discarded.
314 Here is an example of phase 1 exchange using NAT-Traversal in main mode
315 (authentication with signatures) with changing port:
318 ------------ ------------
319 UDP(500,500) HDR, SA, VID -->
320 <-- UDP(500,X) HDR, SA, VID
321 UDP(500,500) HDR, KE, Ni,
323 <-- UDP(500,X) HDR, KE, Nr,
325 UDP(4500,4500) HDR*#, IDii,
327 <-- UDP(4500,Y) HDR*#, IDir,
330 The algorithm for aggressive mode is very similar. After the NAT has
331 been detected, the initiator sends: IP UDP(4500,4500) <4 bytes of non-
332 ESP marker> HDR*, [CERT, ], NAT-D, NAT-D, SIG_I The responder does
333 similar processing to the above, and if successful, MUST update his
334 internal IKE ports. The responder MUST respond with all subsequent IKE
335 packets to this peer using UDP(4500,Y).
338 ------------ ------------
340 UDP(500,500) HDR, SA, KE,
342 <-- UDP(500,X) HDR, SA, KE,
346 UDP(4500,4500) HDR*#, [CERT, ],
350 <-- UDP(4500, Y) HDR*#, ...
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357 While changing ports, the port in the ID payload in Main Mode/Aggressive
360 The most common case for the responder behind the NAT is if the NAT is
361 simply doing 1-1 address translation. In this case, the initiator still
362 changes both ports to 4500. The responder uses the identical algorithm
363 as above, although in this case, Y will equal 4500, since no port
364 translation is happening.
366 A different port change case involves out-of-band discovery of the ports
367 to use. For instance, if the responder is behind a port translating NAT,
368 and the initiator needs to contact it first, then the initiator will
369 need to determine which ports to use, usually by contacting some other
370 server. Once the initiator knows which ports to use to traverse the NAT,
371 generally something like UDP(Z,4500), he initiates using these ports.
372 This is similar to the responder rekey case above in that the ports to
373 use are already known upfront, and no additional change need take place.
375 Also the first keepalive timer starts after change to new port, no
376 keepalives are sent to the port 500.
380 After the Phase 1 both ends know if there is a NAT present between. The
381 final decision of using the NAT-Traversal is left to the quick mode. The
382 use of NAT-Traversal is negotiated inside the SA payloads of the quick
383 mode. In the quick mode both ends can also send the original addresses
384 of the IPsec packets (in case of the transport mode) to the other, end
385 so the other end has possibility to fix the TCP/IP checksum field after
388 5.1. Negotiation of the NAT-Traversal encapsulation
390 The negotiation of the NAT-Traversal happens by adding two new
391 encapsulation modes. These encapsulation modes are:
393 UDP-Encapsulated-Tunnel 3
394 UDP-Encapsulated-Transport 4
396 It is not normally useful to propose both normal tunnel or transport
397 mode and UDP-Encapsulated modes.
399 If there is a NAT box between normal tunnel or transport encapsulations
400 may not work and in that case UDP-Encapsulation SHOULD be used.
402 If there is no NAT box between, there is no point of wasting bandwidth
403 by adding UDP encapsulation of packets, thus UDP-Encapsulation SHOULD
406 Also initiator SHOULD NOT include both normal tunnel or transport mode
407 and UDP-Encapsulated-Tunnel or UDP-Encapsulated-Transport in its
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416 5.2. Sending the original source and destination addresses
418 In order to perform incremental TCP checksum fix ups, both peers may
419 need to know the original IP addresses used by their peer when that peer
420 constructed the packet. On the initiator, the original Initiator address
421 is defined to be the Initiator's IP address. The original Responder
422 address is defined to be the perceived peer's IP address. On the
423 responder, the original Initiator address is defined to be the perceived
424 peer's address. The original Responder address is defined to be the
425 Responder's IP address.
427 The original addresses are sent using NAT-OA (NAT Original Address)
430 The Initiator NAT-OA payload is first. The Responder NAT-OA payload is
435 Initiator <---------> NAT <---------> Responder
439 The initiator is behind a NAT talking to the publicly available
440 responder. Initiator and Responder have IP addresses Iaddr, and Raddr.
441 NAT has public IP address NatPub.
453 Initiator <------> NAT1 <---------> NAT2 <-------> Responder
455 Iaddr Nat1Pub Nat2Pub Raddr
457 Here, NAT2 "publishes" Nat2Pub for Responder and forwards all traffic to
458 that address to Responder.
468 In case of transport mode both ends MUST send the both original
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475 Initiator and Responder addresses to the other end. For the tunnel mode
476 both ends SHOULD NOT send original addresses to the other end.
478 The NAT-OA payloads are sent inside the first and second packets of the
479 quick mode. The initiator MUST send the payloads if it proposes any UDP-
480 Encapsulated-Transport mode and the responder MUST send the payload only
481 if it selected UDP-Encapsulated-Transport mode. I.e it is possible that
482 the initiator send the NAT-OA payload, but proposes both UDP-
483 Encapsulated transport and tunnel mode. Then the responder selects the
484 UDP-Encapsulated tunnel mode and does not send the NAT-OA payload back.
486 The format of the NAT-OA packet is
488 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8
489 +---------------+---------------+---------------+---------------+
490 | Next Payload | RESERVED | Payload length |
491 +---------------+---------------+---------------+---------------+
492 | ID Type | RESERVED | RESERVED |
493 +---------------+---------------+---------------+---------------+
494 | IPv4 (4 octets) or IPv6 address (16 octets) |
495 +---------------+---------------+---------------+---------------+
497 The payload type for the NAT original address payload is 16.
499 The ID type is defined in the [RFC-2407]. Only ID_IPV4_ADDR and
500 ID_IPV6_ADDR types are allowed. The two reserved fields after the ID
503 An example of quick mode using NAT-OA payloads is:
506 ------------ ------------
507 HDR*, HASH(1), SA, Ni, [, KE]
509 [, NAT-OAi, NAT-OAr] -->
510 <-- HDR*, HASH(2), SA, Nr, [, KE]
515 6. Initial contact notifications
517 The source IP and port address of the INITIAL-CONTACT notification for
518 the host behind NAT are not meaningful, so the IP and port numbers MUST
519 NOT be used for the determine which IKE/IPsec SAs to remove. The ID
520 payload sent from the other SHOULD be used instead. I.e when INITIAL-
521 CONTACT notification is received from the other end, the receiving end
522 SHOULD remove all the SAs associated with the same ID payload.
524 7. Recovering from the expiring NAT mappings
526 There are cases where NAT box decides to remove mappings that are still
527 alive (for example, the keepalive interval is too long, or the NAT box
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534 is rebooted). To recover from those ends which are NOT behind NAT SHOULD
535 use the last valid authenticated packet from the other end to determine
536 which IP and port addresses should be used. The host behind dynamic NAT
537 MUST NOT do this as otherwise it opens DoS attack possibility, and there
538 is no need for that, because the IP address or port of other host will
539 not change (it is not behind NAT).
541 Keepalives cannot be used for this purposes as they are not
542 authenticated, but any IKE authenticated IKE packet or ESP packet can be
543 used to detect that the IP address or the port has changed.
545 8. Security Considerations
547 Whenever changes to some fundamental parts of a security protocol are
548 proposed, the examination of security implications cannot be skipped.
549 Therefore, here are some observations on the effects, and whether or not
550 these effects matter.
552 o IKE probe reveals NAT-Traversal support to everyone. This should not
555 o The value of authentication mechanisms based on IP addresses
556 disappears once NATs are in the picture. That is not necessarily a
557 bad thing (for any real security, other authentication measures than
558 IP addresses should be used). This means that pre-shared-keys
559 authentication cannot be used with the main mode without group shared
560 keys for everybody behind the NAT box, which is huge security risk.
561 Use of group shared keys is NOT RECOMMENDED.
563 o As the internal address space is only 32 bits, and it is usually very
564 sparse, it might be possible for the attacker to find out the
565 internal address used behind the NAT box by trying all possible IP-
566 addresses and trying to find the matching hash. The port numbers are
567 normally fixed to 500, and the cookies can be extracted from the
568 packet. This limits the hash calculations down to 2^32. If educated
569 guess of use of private address space is done, then the number of
570 hash calculations needed to find out the internal IP address goes
571 down to the 2^24 + 2 * (2^16).
573 o Neither NAT-D payloads or Vendor ID payloads are authenticated at all
574 in the main mode nor in the aggressive mode. This means that attacker
575 can remove those payloads, modify them or add them. By removing or
576 adding them the attacker can cause Denial Of Service attacks. By
577 modifying the NAT-D packets the attacker can cause both ends to use
578 UDP-Encapsulated modes instead of directly using tunnel or transport
579 mode, thus wasting some bandwidth.
581 o The sending of the original source address in the Quick Mode reveals
582 the internal IP address behind the NAT to the other end. In this case
583 we have already authenticated the other end, and sending of the
584 original source address is only needed in transport mode.
586 o Updating the IKE SA / ESP UDP encapsulation IP addresses and ports
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591 INTERNET-DRAFT 28 May 2003
593 for each valid authenticated packet can cause DoS in case we have
594 attacker who can listen all traffic in the network, and can change
595 the order of the packet and inject new packets before the packet he
596 has already seen. I.e attacker can take the authenticated packet from
597 the host behind NAT, change the packet UDP source or destination
598 ports or IP addresses and sent it out to the other end before the
599 real packet reaches there. The host not behind the NAT will update
600 its IP address and port mapping and sends further traffic to wrong
601 host or port. This situation is fixed immediately when the attacker
602 stops modifying the packets as the first real packet will fix the
603 situation back to normal. Implementations SHOULD AUDIT the event
604 every time the mapping is changed, as in normal case it should not
607 9. IANA Considerations
609 This documents contains two new "magic numbers" which are allocated from
610 the existing IANA registry for IPsec. This document also renames
611 existing registered port 4500. This document also defines 2 new payload
612 types for IKE, and there is no registry for those in the IANA.
614 New items to be added in the "Internet Security Association and Key
615 Management Protocol (ISAKMP) Identifiers" Encapsulation Mode registry:
619 UDP-Encapsulated-Tunnel 3 [RFC XXXX]
620 UDP-Encapsulated-Transport 4 [RFC XXXX]
622 Change in the registered port registry:
624 Keyword Decimal Description Reference
625 ------- ------- ----------- ---------
626 ipsec-nat-t 4500/tcp IPsec NAT-Traversal [RFC XXXX]
627 ipsec-nat-t 4500/udp IPsec NAT-Traversal [RFC XXXX]
629 New IKE payload numbers are (There is no IANA registry related to this,
630 and no need to create new one, but if one is added these should be added
633 NAT-D 15 NAT Discovery Payload
634 NAT-OA 16 NAT Original Address Payload
636 10. Intellectual property rights
638 The IETF has been notified of intellectual property rights claimed in
639 regard to some or all of the specification contained in this document.
640 For more information consult the online list of claimed rights.
642 SSH Communications Security Corp has notified the working group of one
643 or more patents or patent applications that may be relevant to this
644 document. SSH Communications Security Corp has already given a license
645 for those patents to the IETF. For more information consult the online
648 T. Kivinen, et. al. [page 11]
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652 list of claimed rights.
656 Thanks to Markus Stenberg, Larry DiBurro and William Dixon who
657 contributed actively to this document.
659 Thanks to Tatu Ylonen, Santeri Paavolainen, and Joern Sierwald who
660 contributed to the document used as base for this document.
662 12. Normative References
664 [RFC-2409] Harkins D., Carrel D., "The Internet Key Exchange (IKE)",
667 [RFC-2407] Piper D., "The Internet IP Security Domain Of Interpretation
668 for ISAKMP", November 1998
670 [Hutt03] Huttunen, A. et. al., "UDP Encapsulation of IPsec Packets",
671 draft-ietf-ipsec-udp-encaps-06.txt, January 2003
673 [RFC-2119] Bradner, S., "Key words for use in RFCs to indicate
674 Requirement Levels", March 1997
676 13. Non-Normative References
678 [Aboba03] Aboba, B. et. al., "IPsec-NAT Compatibility Requirements",
679 draft-ietf-ipsec-nat-reqts-04.txt, March 2003.
681 14. Authors' Addresses
684 SSH Communications Security Corp
688 E-mail: kivinen@ssh.fi
695 E-mail: Ari.Huttunen@F-Secure.com
701 E-mail: briansw@microsoft.com
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714 E-mail: vvolpe@cisco.com
765 T. Kivinen, et. al. [page 13]