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NETWORK WORKING GROUP                                        N. Williams
Internet-Draft                                                       Sun
Expires: September 6, 2007                                 March 5, 2007


          Kerberos Set/Change Key/Password Protocol Version 2
              draft-ietf-krb-wg-kerberos-set-passwd-06.txt

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Copyright Notice

   Copyright (C) The IETF Trust (2007).















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Abstract

   This document specifies an extensible protocol for setting keys and
   changing the passwords of Kerberos V principals.


Table of Contents

   1.      Conventions used in this document  . . . . . . . . . . . .  3
   2.      Introduction . . . . . . . . . . . . . . . . . . . . . . .  4
   3.      The Protocol . . . . . . . . . . . . . . . . . . . . . . .  5
   3.1.    Transports . . . . . . . . . . . . . . . . . . . . . . . .  5
   3.1.1.  Protocol Framing . . . . . . . . . . . . . . . . . . . . .  5
   3.2.    Protocol Version Negotiation . . . . . . . . . . . . . . .  6
   3.2.1.  Protocol Major Version Negotiation . . . . . . . . . . . .  6
   3.2.2.  Protocol Minor Version Negotiation . . . . . . . . . . . .  7
   3.3.    Use of Kerberos V and Key Exchange . . . . . . . . . . . .  7
   3.4.    Use of ASN.1 . . . . . . . . . . . . . . . . . . . . . . .  8
   3.5.    Internationalization . . . . . . . . . . . . . . . . . . .  8
   3.5.1.  Normalization Forms for UTF-8 Strings  . . . . . . . . . .  8
   3.5.2.  Language Negotiation . . . . . . . . . . . . . . . . . . .  8
   3.6.    Protocol Extensibility . . . . . . . . . . . . . . . . . .  9
   3.7.    Protocol Subsets . . . . . . . . . . . . . . . . . . . . .  9
   4.      Protocol Elements  . . . . . . . . . . . . . . . . . . . . 10
   4.1.    Password Quality Policies  . . . . . . . . . . . . . . . . 10
   4.1.1.  Standard Password Quality Policies . . . . . . . . . . . . 11
   4.2.    PDUs . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
   4.3.    Operations . . . . . . . . . . . . . . . . . . . . . . . . 14
   4.3.1.  Null . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
   4.3.2.  Change Kerberos Password . . . . . . . . . . . . . . . . . 14
   4.3.3.  Set Kerberos Password  . . . . . . . . . . . . . . . . . . 14
   4.3.4.  Set Kerberos Keys  . . . . . . . . . . . . . . . . . . . . 14
   4.3.5.  Generate Kerberos Keys . . . . . . . . . . . . . . . . . . 15
   4.3.6.  Get New Keys . . . . . . . . . . . . . . . . . . . . . . . 15
   4.3.7.  Commit New Keys  . . . . . . . . . . . . . . . . . . . . . 16
   4.3.8.  Get Password Quality Policy  . . . . . . . . . . . . . . . 16
   4.3.9.  Get Principal Aliases  . . . . . . . . . . . . . . . . . . 16
   4.3.10. Get Realm's Supported Kerberos V Version and Features  . . 16
   4.3.11. Retrieve Principal's S2K Params and Preferred Params . . . 17
   4.4.    Principal Aliases  . . . . . . . . . . . . . . . . . . . . 17
   4.5.    Kerberos V Feature Negotiation . . . . . . . . . . . . . . 17
   5.      ASN.1 Module . . . . . . . . . . . . . . . . . . . . . . . 18
   6.      Security Considerations  . . . . . . . . . . . . . . . . . 19
   7.      References . . . . . . . . . . . . . . . . . . . . . . . . 20
   7.1.    Normative References . . . . . . . . . . . . . . . . . . . 20
   7.2.    Informative References . . . . . . . . . . . . . . . . . . 20
           Author's Address . . . . . . . . . . . . . . . . . . . . . 21
           Intellectual Property and Copyright Statements . . . . . . 22



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1.  Conventions used in this document

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].














































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2.  Introduction

   Up to this point Kerberos V has lacked a single, standard protocol
   for changing passwords and keys.  While several vendor-specific
   protocols exist for changing Kerberos passwords/keys, none are
   properly internationalized and all are incomplete in one respect or
   another and none are sufficiently extensible to cope with new
   features that may be added to Kerberos V at some future time.

   This document defines a protocol that is somewhat backward-compatible
   with the "kpasswd" protocol defined in [RFC3244] that uses more or
   less the same protocol framing.

   This new protocol is designed to be extensible and properly
   internationalized.




































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3.  The Protocol

   The structure of the protocol is quite similar to that of typical RPC
   protocols.  Each transaction consists of a data structure specific to
   an operation which is then wrapped in a data structure which is
   general to all operations of the protocol.  These data structures are
   defined with the Abstract Syntax Notation 1 (ASN.1) [CCITT.X680.2002]
   and they are encoded using the Distinguished Encoding Rules (DER)
   [CCITT.X690.2002].

   All protocol data is wrapped KRB-PRIV messages, or, in some cases, a
   KRB-ERROR, and framed in a header that is backwards compatible with
   [RFC3244].

3.1.  Transports

   The service supports only connection-oriented transports,
   specifically TCP, and SHOULD accept requests on TCP port 464, the
   same as in [RFC3244].

3.1.1.  Protocol Framing

   Requests and responses are exchanged using the same framing as in
   [RFC3244], but with the following differences:

   o  the protocol number field MUST be set to 0x2 (not 0xff80 or 0x1)

   o  the 'AP-REQ length' field of the request can be set to 0x0, in
      which case the 'AP-REQ' field of the request is excluded

   o  the 'KRB-PRIV' field of the request and reply is mutually
      exclusive with the 'AP-REQ' field of the request

   o  the 'AP-REP length' field of the reply can be set to 0x0, in which
      case the 'AP-REP' field of the reply is excluded

   o  all errors MUST be sent in a KRB-PRIV if the client's AP-REQ can
      be or has been accepted by the server

   o  any KRB-ERROR messages are framed and sent in the 'AP-REP' field
      of the reply

   The initial message from the client MUST carry an AP-REQ and the
   response to any request bearing an AP-REQ MUST carry an AP-REP or
   MUST be a KRB-ERROR.

   Subsequent messages exchanged on the same TCP connection MAY involve
   Kerberos V AP exchanges, but generally the client SHOULD NOT initiate



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   a new AP exchange except when it desires to authenticate as a
   different principal, when the ticket last used for authentication
   expires or when the server responds with an error indicating that the
   client must re-authenticate.

3.2.  Protocol Version Negotiation

   There are several major versions of this protocol.  Version 2 also
   introduces a notion of protocol minor versions for use in negotiating
   protocol extensions.  As of this time only one minor version is
   defined for major version 2: minor version 0, defined herein.

3.2.1.  Protocol Major Version Negotiation

   Version 2 clients that also support other versions, such as 0xff80,
   as in [RFC3244], SHOULD attempt to use version 2 of the protocol
   first.

   Servers which do not support version 2 of this protocol typically
   include their preferred version number in the reply and/or may
   include a reply in the e-data of a KRB-ERROR, or in a KRB-PRIV with a
   status code of KRB5_KPASSWD_MALFORMED.

   Note that some [RFC3244] server implementations close the TCP
   connection without returning any other response.  Note also that
   there is no integrity protection for the major version number in the
   protocol framing or for any data in a KRB-ERROR.

   As a result change password protocol major version negotiation is
   subject to downgrade attacks.  Therefore major version negotiation is
   NOT RECOMMENDED.

   Where the server indicates that it does not support version 2, the
   client MAY, but SHOULD NOT, unless configured to do so, fall back on
   another major version of this protocol.

   Version 2 servers MAY respond to non-v2 requests using whatever
   response is appropriate for the versions used by the clients, but if
   a server does not do this or know how to do this then it MUST respond
   with an error framed as in Section 3.1.1, using an AP-REP and KRB-
   PRIV if the client's AP-REQ can be accepted, or a KRB-ERROR otherwise
   and using a ProtocolErrorCode value of unsupported-major-version.

   It is expected that implementations of as yet unspecified future
   major versions of this protocol will be required to support version 2
   integrity protected error replies for properly indicating no support
   for version 2 of the protocl.  We also hope that no further major
   versions of this protocol will be needed.



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3.2.2.  Protocol Minor Version Negotiation

   Version 2 clients are free to use whatever protocol minor version and
   message extensions are available to them in their initial messages to
   version 2 servers, provided that the minor versions (other than 0)
   have been defined through IETF documents.

   Version 2 servers MUST answer with the highest protocol minor version
   number supported by the server and the client.

   Version 2 clients MUST use the protocol minor version used in a
   server's reply for any subsequent messages in the same TCP session.

   See Section 3.6 for further description of the protocol's
   extensibility and its relation to protocol minor versions and the
   negotiation thereof.

3.3.  Use of Kerberos V and Key Exchange

   This protocol makes use of messages defined in [RFC4120].
   Specifically, AP-REQ, AP-REP, KRB-ERROR and KRB-PRIV.

   All operations are to be performed by the server on behalf of the
   client principal.

   Clients SHOULD use "kadmin/setpw" as the principal name of the server
   for all requests except when changing the client principal's own
   expired password, for which they should use "kadmin/changepw".  The
   "kadmin/changepw" service exists to allow KDCs to limit principals
   with expired passwords to getting initial tickets to the password
   changing service only and only for changing expired passwords.

   Servers MUST limit clients that used the "kadmin/changepw" service
   principal name to changing the password of the client principal.

   The client MUST request mutual authentication and the client MUST
   MUST request the use of sequence numbers.

   Servers MAY force the use of INITIAL or fresh tickets for any
   requests -- see Section 4.3.  Traditionally users with expired
   passwords are allowed only INITIAL tickets for the password changing
   server, therefore clients MUST support the use of INITIAL tickets.

   Servers MUST specify a sub-session key.

   The encrypted part of KRB-PRIVs MUST be encrypted with the server's
   sub-session key and key usage 20 (client->server) or 21
   (server->client).



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   After each new AP exchange the client and server MUST destroy the
   session keys, if any, resulting from the previous AP exchange.

3.4.  Use of ASN.1

   This protocol's messages are defined in ASN.1, using only features
   from [CCITT.X680.2002].  All ASN.1 types defined herein are to be
   encoded in DER [CCITT.X690.2002].  A complete ASN.1 module is given
   in Section 5.

   The DER encoding of the ASN.1 PDUs are exchanged wrapped in a KRB-
   PRIV as described above and/or as e-data in KRB-ERROR messages.

3.5.  Internationalization

   This protocol's request PDU carries an optional field indicating the
   languages spoken by the client user; the client SHOULD send its list
   of spoken languages to the server (once per-TCP session).

   The server SHOULD localize all strings intended for display to users
   to a language in common with the languages spoken by the client user.

   Strings for Kerberos principal and realm names used in this protocol
   are be constrained as per [RFC4120].

3.5.1.  Normalization Forms for UTF-8 Strings

   Because Kerberos V [RFC4120] restricts principal names, realm names
   and passwords to IA5String, this protocol uses UTF8String with an
   extensible constraint to IA5String.

   Future versions of Kerberos may relax this constraint; if so then a
   minor version of this protocol should relax this constraint
   accordingly.

3.5.2.  Language Negotiation

   The server MUST pick a language from the client's input list or the
   default language tag (see [RFC3066]) for text in its responses which
   is meant for the user to read.

   The server SHOULD use a language selection algorithm such that
   consideration is first given to exact matches between the client's
   spoken languages and the server's available locales, followed by
   "fuzzy" matches where only the first sub-tags of the client's
   language tag list are used for matching against the servers available
   locales.




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   Servers MUST cache the optional language tag lists from prior
   requests for use with subsequent requests that exclude the language
   tag list.  Clients MAY expect such server behaviour and send the
   language tag lists only once per-TCP session.  Clients SHOULD send
   the server the language tag list at least once.

   When the server has a message catalog for one of the client's spoken
   languages the server SHOULD localize any text strings intended for
   display to users.

3.6.  Protocol Extensibility

   The protocol is defined in ASN.1 and uses extensibility markers
   throughout.  As such, the module presented herein can be extended
   within the framework of [CCITT.X680.2002].

   Typed holes are not used in this protocol as it is very simple and
   does not require the ability to deal with abstract data types defined
   in different layers.  For this reason, the only way to extend this
   protocol is by extending the ASN.1 module within the framework of the
   IETF; all future extensions to this protocol have to be defined in
   IETF documents unless otherwise specified in a future IETF revision
   of this protocol.

   A protocol minor version number is used to negotiate use of
   extensions.  See Section 3.2.2 for the minor version negotiation.

   Servers SHOULD ignore unknown additions to the ASN.1 types, in
   initial requests, where the syntax allows them, except for extensions
   to the "Op-req" type, which MUST result in an error.

   Servers MUST respond with an error (ProtocolErrorCode value of proto-
   unsupported-operation) to clients that use operations unknown to the
   server.

3.7.  Protocol Subsets

   The structure of the protocol is such that the ASN.1 syntaxes for the
   various operations supported by the protocol are independent of the
   each other.  Client and server implementations MAY implement subsets
   of the overall protocol by removing some alternatives to the Op-req,
   Op-rep and Op-err CHOICEs from the ASN.1 module given in Section 5.

   For example, it should be possible to have a password-change only
   client that cannot set principal's keys - and vice versa.






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4.  Protocol Elements

   The protocol as defined herein supports the following operations
   relating to the management of Kerberos principal's passwords or keys:

   o  change password (or enctypes and string-to-key parameters)

   o  set password (administrative)

   o  set new keys

   o  generate new keys

   o  get new, un-committed keys

   o  commit new keys

   o  get password policy name and/or description of principal

   o  list aliases of a principal

   o  list enctypes and version of Kerberos V supported by realm

   The operation for retrieving a list of aliases of a principal is
   needed where KDCs implement aliasing of principal names and allows
   clients to properly setup their key databases when principal aliasing
   is in use.

   Operations such as creation or deletion of principals are outside the
   scope of this document, and should be performed via other means, such
   as through directories or other Kerberos administration protocols.

   The individual operations are described in Section 4.3.

4.1.  Password Quality Policies

   Servers may reject new user passwords for failing to meet password
   quality policies.  When this happens the server must be able to
   communicate the policy to the user so that the user may select a
   better password.

   The protocol allows for two ways to do this:

   o  through error codes that identify specific password quality
      policies known;

   o  through localized error strings.




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   The use of localized error strings allows servers to convey non-
   standard password quality policies to users, but it requires server-
   side message catalogs for localization and support for language
   negotiation.  The use of error codes only allows for standard
   password quality policies that clients must be aware of a priori,
   therefore use of error codes requires the distribution of new message
   catalogs to clients whenever new error codes are added; this
   simplifies servers at the expense of password quality extensibility.

   When a server would reject a password due to its failing to meet a
   standard password quality policy the the server MUST use the
   appropriate error codes (see below) and the server SHOULD send a
   localized error message to the user.

   When a server would reject a password due to its failing to meet a
   non-standard password quality policy (one not described herein) the
   the server MUST send a localized error message to the user.

4.1.1.  Standard Password Quality Policies

   o  pwq-too-soon

      It is too soon for the principal to change its password or long-
      term keys.


   o  pwq-history

      The new password is one that the principal has used before or is
      too similar to a password that it has used before.


   o  pwq-too-short

      The new password is too short.


   o  pwq-dictionary-words

      The new password is or contains words that are in the dictionary.


   o  pwq-prohibited-codepoints

      The new password contains prohibited codepoints.






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   o  pwq-need-more-char-classes

      The new password does not have characters from enough character
      classes (lower-case letters, upper-case letters, digits,
      punctuation, etc...).


4.2.  PDUs

   The types "Request," "Response" and "Error-Response" are the ASN.1
   module's PDUs.

   The "Request" and "Response" PDUs are always to be sent wrapped in
   KRB-PRIV messages, except for the "Error-Response" PDU which MUST be
   sent as KRB-ERROR e-data (see Section 3.3) when AP exchanges fail,
   otherwise it MUST be sent wrapped in a KRB-PRIV.

   The ASN.1 syntax for the PDUs is given in Section 5.

   Note that the first field of each PDU is the major version of the
   protocol, defaulted to 2, meaning that it is never included in
   version 2 exchanges.  Similarly, the second field of each PDU is the
   minor version, defaulted to 0.

   The request, responses and error PDUs consist of an outer structure
   ("Request," "Response" and "Error-Response") containing fields common
   to all requests, responses and errors, respectively, and an inner
   structure for fields that are specific to each operation's requests/
   responses.  The inner structure is optional in the case of the Error-
   Response PDU and need not be included when generic errors occur for
   which there is a suitable ProtocolErrorCode.

   Specifically, the outer Request structure has a field for passing a
   client user's spoken (read) languages to the server.  It also has two
   optional fields for identifying the requested operation's target
   principal's name and realm (if not sent then the server MUST use the
   client's principal name and realm as the target).  A boolean field
   for indicating whether or not the request should be dry-run is also
   included; dry-runs can be used to test server policies, and servers
   MUST NOT modify any principals when processing dry-run requests.

   The Response and Error PDUs' outer structures include a field
   indicating the language that the server has chosen for localization
   of text intended to be displayed to users; this field is defaulted to
   "i-default".  This language tag applies to all UTF8 strings in the
   inner structure (Op-rep and Op-err) that are meant to be displayed to
   users.




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   The protocol error codes are:

   o  proto-generic-error

      An operation-specific error ocurred, see the inner Op-error.

   o  proto-format-error

      The server failed to parse a message sent by the client.

   o  proto-unsupported-major-version

      The server does not support the major version of this protocol
      requested by the client.

   o  proto-unsupported-minor-version

      The server does not support the minor version of this protocol
      requested by the client.

   o  proto-unsupported-operation

      The server does not support the operation requested by the client.

   o  proto-wrong-service-principal

      Use kadmin/setpw for the server's principal name.

   o  proto-re-authentication-required

      The server demands that the client re-authenticate through a new
      AP exchange.

   o  proto-initial-ticket-required

      Use of an INITIAL ticket is required for the requested operation.

   o  proto-client-and-target-realm-mismatch

      The server requires that the client's principal name and the
      target principal of the operation share the same realm name.

   o  proto-target-principal-unknown

      The target of the client's operation is not a valid principal.

   o  proto-authorization-failed




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      The client principal is not authorized to perform the requested
      operation.

   o  proto-fresh-ticket-required

      The server would like the client to re-authenticate using a fresh
      ticket.

4.3.  Operations

   This section describes the semantics of each operation request and
   response defined in the ASN.1 module in Section 5.

4.3.1.  Null






4.3.2.  Change Kerberos Password






4.3.3.  Set Kerberos Password






4.3.4.  Set Kerberos Keys
















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4.3.5.  Generate Kerberos Keys






4.3.6.  Get New Keys











































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4.3.7.  Commit New Keys






4.3.8.  Get Password Quality Policy






4.3.9.  Get Principal Aliases






4.3.10.  Get Realm's Supported Kerberos V Version and Features





























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4.3.11.  Retrieve Principal's S2K Params and Preferred Params






4.4.  Principal Aliases

   Applications that use Kerberos often have to derive acceptor
   principal names from hostnames entered by users.  Such hostnames may
   be aliases, they may be fully qualified, partially qualified or not
   qualified at all.  Some implementations have resorted to deriving
   principal names from such hostnames by utilizing the names services
   to canonicalize the hostname first; such practices are not secure
   unless the name service are secure, which often aren't.

   One method for securely deriving principal names from hostnames is to
   alias principals at the KDC such that the KDC will issue tickets for
   principal names which are aliases of others.  It is helpful for
   principals to know what are their aliases as known by the KDCs.

   Note that changing a principal's aliases is out of scope for this
   protocol.

4.5.  Kerberos V Feature Negotiation

   Principals and realms' KDCs may need to know about additional
   Kerberos V features and extensions that they each support.  Several
   operations (see above) provide a way for clients and servers to
   exchange such infomration, in the form of lists of types supported
   for the various typed holes used in Kerberos V.



















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5.  ASN.1 Module


















































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6.  Security Considerations

   Implementors and site administrators should note that the redundancy
   of UTF-8 encodings of passwords varies by language.  Password quality
   policies SHOULD, therefore, take this into account when estimating
   the amount of redundancy and entropy in a proposed new password.

   Kerberos set/change password/key protocol major version negotiation
   cannot be done securely; a downgrade attack is possible against
   clients that attempt to negotiate the protocol major version to use
   with a server.  It is not clear at this time that the attacker would
   gain much from such a downgrade attack other than denial of service
   (DoS) by forcing the client to use a protocol version which does not
   support some feature needed by the client (Kerberos V in general is
   subject to a variety of DoS attacks anyways [RFC4120]).  Clients
   SHOULD NOT negotiate support for legacy major versions of this
   protocol unless configured otherwise.

   This protocol does not have Perfect Forward Security (PFS).  As a
   result, any passive network snooper watching password/key changing
   operations who has stolen a principal's password or long-term keys
   can find out what the new ones are.





























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7.  References

7.1.  Normative References

   [CCITT.X680.2002]
              International International Telephone and Telegraph
              Consultative Committee, "Abstract Syntax Notation One
              (ASN.1): Specification of basic notation",
              CCITT Recommendation X.680, July 2002.

   [CCITT.X690.2002]
              International International Telephone and Telegraph
              Consultative Committee, "ASN.1 encoding rules:
              Specification of basic encoding Rules (BER), Canonical
              encoding rules (CER) and Distinguished encoding rules
              (DER)", CCITT Recommendation X.690, July 2002.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC3066]  Alvestrand, H., "Tags for the Identification of
              Languages", RFC 3066, January 2001.

   [RFC4120]  Neuman, C., Yu, T., Hartman, S., and K. Raeburn, "The
              Kerberos Network Authentication Service (V5)", RFC 4120,
              July 2005.

7.2.  Informative References

   [RFC3244]  Swift, M., Trostle, J., and J. Brezak, "Microsoft Windows
              2000 Kerberos Change Password and Set Password Protocols",
              RFC 3244, February 2002.



















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Author's Address

   Nicolas Williams
   Sun Microsystems
   5300 Riata Trace Ct
   Austin, TX  78727
   US

   Email: Nicolas.Williams@sun.com










































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